SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. 4

Accession 0000899243-20-019722

CIK 0001689657other

Filed

Jul 19, 8:00 PM ET

Accepted

Jul 20, 9:41 PM ET

Size

27.0 KB

Accession

0000899243-20-019722

Form 4

Period: 2020-07-16

10% Owner

Transactions

Conversion
Common Stock
2020-07-16+30,179→ 30,179 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
Conversion
Series D Preferred Stock
2020-07-16−2,786→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (2,786 underlying)
Conversion
Series C Preferred Stock
2020-07-16−25,597→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (25,597 underlying)
Conversion
Common Stock
2020-07-16+1,993,573→ 1,993,573 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
Conversion
Series E Preferred Stock
2020-07-16−1,796→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (1,796 underlying)
Conversion
Series E Preferred Stock
2020-07-16−118,687→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (118,687 underlying)
Conversion
Series C Preferred Stock
2020-07-16−1,690,852→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (1,690,852 underlying)
Conversion
Series D Preferred Stock
2020-07-16−184,034→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (184,034 underlying)

10% Owner

Transactions

Conversion
Series D Preferred Stock
2020-07-16−184,034→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (184,034 underlying)
Conversion
Common Stock
2020-07-16+30,179→ 30,179 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
Conversion
Series C Preferred Stock
2020-07-16−25,597→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (25,597 underlying)
Conversion
Series E Preferred Stock
2020-07-16−118,687→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (118,687 underlying)
Conversion
Common Stock
2020-07-16+1,993,573→ 1,993,573 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
Conversion
Series C Preferred Stock
2020-07-16−1,690,852→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (1,690,852 underlying)
Conversion
Series D Preferred Stock
2020-07-16−2,786→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (2,786 underlying)
Conversion
Series E Preferred Stock
2020-07-16−1,796→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (1,796 underlying)

10% Owner

Transactions

Conversion
Common Stock
2020-07-16+1,993,573→ 1,993,573 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
Conversion
Series C Preferred Stock
2020-07-16−1,690,852→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (1,690,852 underlying)
Conversion
Series D Preferred Stock
2020-07-16−184,034→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (184,034 underlying)
Conversion
Series E Preferred Stock
2020-07-16−1,796→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (1,796 underlying)
Conversion
Common Stock
2020-07-16+30,179→ 30,179 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
Conversion
Series C Preferred Stock
2020-07-16−25,597→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (25,597 underlying)
Conversion
Series D Preferred Stock
2020-07-16−2,786→ 0 total(indirect: Sequoia Capital U.S. Venture Partners Fund XV, L.P.)
→ Common Stock (2,786 underlying)
Conversion
Series E Preferred Stock
2020-07-16−118,687→ 0 total(indirect: Sequoia Capital U.S. Venture Fund XV, L.P.)
→ Common Stock (118,687 underlying)

Footnotes (3)

[F1]Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.
[F2]SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").
[F3](continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Documents

1 file

Berkeley Lights, Inc.

CIK 0001689657

Entity typeother

IncorporatedCayman Islands