4//SEC Filing
MARKS MICHAEL E 4
Accession 0000899243-20-019727
CIK 0001689657other
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 9:45 PM ET
Size
20.2 KB
Accession
0000899243-20-019727
Insider Transaction Report
Form 4
MARKS MICHAEL E
Director
Transactions
- Conversion
Series C Preferred Stock
2020-07-16−853,242→ 0 total(indirect: See footnote)→ Common Stock (853,242 underlying) - Conversion
Common Stock
2020-07-16+4,117,755→ 4,117,755 total(indirect: See footnote) - Conversion
Series D Preferred Stock
2020-07-16−742,942→ 0 total(indirect: See footnote)→ Common Stock (742,942 underlying) - Conversion
Series E Preferred Stock
2020-07-16−191,655→ 0 total(indirect: See footnote)→ Common Stock (191,655 underlying) - Conversion
Series B Preferred Stock
2020-07-16−2,329,916→ 0 total(indirect: See footnote)→ Common Stock (2,329,916 underlying) - Conversion
Common Stock
2020-07-16+19,230→ 19,230 total(indirect: By Trust) - Conversion
Series E Preferred Stock
2020-07-16−19,230→ 0 total(indirect: By Trust)→ Common Stock (19,230 underlying)
Footnotes (5)
- [F1]Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering
- [F2]Following the transactions reported herein, consists of 3,183,158 shares held by Walden Riverwood Ventures, L.P. ("Walden") and 934,597 shares held by WRV II, L.P. ("WRV II"). Mr. Marks is a member of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. Mr. Marks is a member of the investment committee of WRV GP II, LLC ("WRV GP"), which is the general partner of WRV II. As a result, Mr. Marks may be deemed to beneficially own the shares held by Walden and WRV II. Mr. Marks disclaims beneficial ownership of the shares held by Walden and WRVII except to the extent of his pecuniary interest therein. Walden and WRV II are filing separate statements of changes in beneficial ownership on Forms 4.
- [F3]As trustee of the Marks Family Trust (the "Trust"), Mr. Marks may be deemed to beneficially own the shares held by the Trust. Mr. Marks disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.
- [F4]Mr. Marks is a member of the investment committee of Walden GP, which is the general partner of Walden. As a result, Mr. Marks may be deemed to beneficially own the shares held by Walden. Mr. Marks disclaims beneficial ownership of the shares held by Walden except to the extent of his pecuniary interest therein. Walden and Walden GP are filing separate statements of change in beneficial ownership on Forms 4.
- [F5]Mr. Marks is a member of the investment committee of WRV GP, which is the general partner of WRV II. As a result, Mr. Marks may be deemed to beneficially own the shares held by the WRV II. Mr. Marks disclaims beneficial ownership of the shares held by WRV II and Walden except to the extent of his pecuniary interest therein. WRV II and Walden are filing separate statements of initial change in beneficial ownership on Forms 4.
Documents
Issuer
Berkeley Lights, Inc.
CIK 0001689657
Entity typeother
Related Parties
1- filerCIK 0001163715
Filing Metadata
- Form type
- 4
- Filed
- Jul 19, 8:00 PM ET
- Accepted
- Jul 20, 9:45 PM ET
- Size
- 20.2 KB