Home/Filings/4/0000899243-20-019738

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WIIG Communications Management LLC 4

Accession 0000899243-20-019738

CIK 0001689657other

View on SEC.gov Company Profile

Filed

Jul 19, 8:00 PM ET

Accepted

Jul 20, 9:50 PM ET

Size

30.5 KB

Accession

0000899243-20-019738

Insider Transaction Report

Form 4

Period: 2020-07-16

Berkeley Lights, Inc.BLI

WIIG Communications Management LLC

10% Owner

Transactions

Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)
Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)

TAN LIP BU

10% Owner

Transactions

Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)
Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)

WRV GP II, LLC

10% Owner

Transactions

Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)
Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)
Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)

WRV II, L.P.

10% Owner

Transactions

Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)
Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)

WRV-BLI III LLC

10% Owner

Transactions

Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)
Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)

Walden Riverwood Ventures, L.P.

10% Owner

Transactions

Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)
Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)

WRV-BLI LLC

10% Owner

Transactions

Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)
Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)

WRV-BLI II LLC

10% Owner

Transactions

Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)
Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)

WRV-BLI IV LLC

10% Owner

Transactions

Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)
Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)

Walden Riverwood GP, LLC

10% Owner

Transactions

Conversion
Series E Preferred Stock
2020-07-16−735,635→ 0 total(indirect: See footnote)
→ Common Stock (735,635 underlying)
Conversion
Series D Preferred Stock
2020-07-16−1,708,356→ 0 total(indirect: See footnote)
→ Common Stock (1,708,356 underlying)
Conversion
Common Stock
2020-07-16+13,662,357→ 13,662,357 total(indirect: See footnotes)
Conversion
Series B Preferred Stock
2020-07-16−8,406,337→ 0 total(indirect: See footnote)
→ Common Stock (8,406,337 underlying)
Conversion
Series C Preferred Stock
2020-07-16−2,812,029→ 0 total(indirect: See footnote)
→ Common Stock (2,812,029 underlying)

Footnotes (3)

[F1]Each share of Preferred Stock automatically converted on a one-for-one basis into Common stock upon the closing of the Issuer's initial public offering.
[F2]Following the transactions reported herein, consist of 934,597 shares held by WRV II, L.P. ("WRV II"), 3,183,158 shares held by Walden Riverwood Ventures, L.P. ("Walden"), 6,076,421 shares held by WRV-BLI LLC ("BLI"), 1,958,787 shares held by WRV-BLI II LLC ("BLI II"), 965,414 shares held by WRV-BLI III LLC ("BLI III"), and 543,980 shares held by WRV-BLI IV LLC ("BLI IV").
[F3]Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks, Nicholas Brathwaite and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. WRV GP II, LLC ("WRV GP") is the general partner of WRV II. Messers. Tan and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Berkeley Lights, Inc.

CIK 0001689657

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001339189

Filing Metadata

Form type: 4
Filed: Jul 19, 8:00 PM ET
Accepted: Jul 20, 9:50 PM ET
Size: 30.5 KB

View on SEC.gov