CHOW JAMES J 4

Accession 0000899243-20-022201

CIK 0001564406other

View on SEC.gov Company Profile

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 9:05 PM ET

Size

27.3 KB

Accession

0000899243-20-022201

Insider Transaction Report

Form 4

Period: 2020-08-05

Oak Street Health, Inc.?OSH?

CHOW JAMES J

Chief Managed Care Officer

Transactions

Award
Common stock, $0.001 par value
2020-08-10+48→ 1,291,030 total
Award
Employee Stock Options (Right to Buy)
2020-08-05+5,352→ 5,352 total
Exercise: $21.00Exp: 2030-08-05→ Common Stock, par value $0.001 (5,352 underlying)
Other
Common stock, $0.001 par value
2020-08-10+1,290,982→ 1,290,982 total
Award
Employee Stock Options (Right to Buy)
2020-08-05+66,040→ 66,040 total
Exercise: $21.00Exp: 2030-08-05→ Common Stock, par value $0.001 (66,040 underlying)
Award
Employee Stock Options (Right to Buy)
2020-08-05+3,130→ 3,130 total
Exercise: $21.00Exp: 2030-08-05→ Common Stock, par value $0.001 (3,130 underlying)
Award
Employee Stock Options (Right to Buy)
2020-08-05+4,377→ 4,377 total
Exercise: $21.00Exp: 2030-08-05→ Common Stock, par value $0.001 (4,377 underlying)
Award
Employee Stock Options (Right to Buy)
2020-08-05+21,648→ 21,648 total
Exercise: $21.00Exp: 2030-08-05→ Common Stock, par value $0.001 (21,648 underlying)
Award
Employee Stock Options (Right to Buy)
2020-08-05+12,173→ 12,173 total
Exercise: $21.00Exp: 2030-08-05→ Common Stock, par value $0.001 (12,173 underlying)
Award
Employee Stock Options (Right to Buy)
2020-08-05+7,797→ 7,797 total
Exercise: $21.00Exp: 2030-08-05→ Common Stock, par value $0.001 (7,797 underlying)
Award
Employee Stock Options (Right to Buy)
2020-08-05+89,369→ 89,369 total
Exercise: $21.00Exp: 2030-08-05→ Common Stock, par value $0.001 (89,369 underlying)

Footnotes (10)

[F1]These shares of common stock of Oak Street Health, Inc. (the "Issuer") were issued in connection with the closing of the Issuer's initial public offering on August 10, 2020 (the "Closing Date") in exchange for Series III-A units and incentive units pursuant to the transactions contemplated by the Master Structuring Agreement dated August 10, 2020, by and among the Issuer, OSH Merger Sub 1, LLC, Quantum Strategic Partners Ltd., General Atlantic OSH Interholdco L.P., OSH Management Holdings, LLC ("Management Holdings"), Oak Street Health, LLC and Geoffrey Price dated August 10, 2020 (the "Organizational Transactions").
[F10]Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options cliff vest 100% on May 12, 2022.
[F2]Represents shares of the Issuer's common stock, par value $0.001 (the "Shares") issued in exchange for Series III-D units and vested incentive units of Oak Street Health, LLC and vested and unvested incentive units in of Management Holdings in connection with the Organizational Transactions. The issuance of these securities was approved by the Issuer's board of directors under Rule 16b-3. Shares issued in exchange for the unvested incentive units were issued under the Oak Street Health Omnibus Incentive Plan (the "Plan").
[F3]Represents options issued under the Plan in exchange for vested incentive units in Management Holding in connection with the Organizational Transactions. These options are fully vested and exercisable.
[F4]Represents options issued under the Plan in exchange for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will cliff vest 100% on August 10, 2022.
[F5]Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will vest in three equal quarterly installments beginning on October 3, 2020.
[F6]Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will vest in five equal quarterly installments beginning on August 18, 2020.
[F7]Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will vest in eight equal quarterly installments beginning on October 23, 2020.
[F8]Represents options issued under the Plan in exchange for for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will cliff vest 100% on August 10, 2023.
[F9]Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options cliff vest 100% on August 11, 2021.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Oak Street Health, Inc.

CIK 0001564406

→

Entity typeother

Related Parties

filerCIK 0001793332

Filing Metadata

Form type: 4
Filed: Aug 11, 8:00 PM ET
Accepted: Aug 12, 9:05 PM ET
Size: 27.3 KB

View on SEC.gov