Home/Filings/4/0000899243-20-022219
4//SEC Filing

HISKES CYNTHIA 4

Accession 0000899243-20-022219

CIK 0001564406other

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 9:16 PM ET

Size

22.3 KB

Accession

0000899243-20-022219

Insider Transaction Report

Form 4
Period: 2020-08-05
HISKES CYNTHIA
Chief Human Resources Officer
Transactions
  • Award

    Common stock, $0.001 par value

    2020-08-10+48277,060 total
  • Award

    Employee Stock Options (Right to Buy)

    2020-08-05+12,31212,312 total
    Exercise: $21.00Exp: 2030-08-05Common Stock, par value $0.001 (12,312 underlying)
  • Other

    Common stock, $0.001 par value

    2020-08-10+277,012277,012 total
  • Award

    Employee Stock Options (Right to Buy)

    2020-08-05+9,5749,574 total
    Exercise: $21.00Exp: 2030-08-05Common Stock, par value $0.001 (9,574 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2020-08-05+21,88121,881 total
    Exercise: $21.00Exp: 2030-08-05Common Stock, par value $0.001 (21,881 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2020-08-05+13,64413,644 total
    Exercise: $21.00Exp: 2030-08-05Common Stock, par value $0.001 (13,644 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2020-08-05+74,16674,166 total
    Exercise: $21.00Exp: 2030-08-05Common Stock, par value $0.001 (74,166 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2020-08-05+13,64413,644 total
    Exercise: $21.00Exp: 2030-08-05Common Stock, par value $0.001 (13,644 underlying)
Footnotes (8)
  • [F1]These shares of common stock of Oak Street Health, Inc. (the "Issuer") were issued in connection with the closing of the Issuer's initial public offering on August 10, 2020 (the "Closing Date") in exchange for incentive units pursuant to the transactions contemplated by the Master Structuring Agreement dated August 10, 2020, by and among the Issuer, OSH Merger Sub 1, LLC, Quantum Strategic Partners Ltd., General Atlantic OSH Interholdco L.P., OSH Management Holdings, LLC ("Management Holdings"), Oak Street Health, LLC and Geoffrey Price dated August 10, 2020 (the "Organizational Transactions").
  • [F2]Represents shares of the Issuer's common stock, par value $0.001 (the "Shares") issued in exchange for vested and unvested incentive units in of Management Holdings in connection with the Organizational Transactions. The issuance of these securities was approved by the Issuer's board of directors under Rule 16b-3. Shares issued in exchange for the unvested incentive units were issued under the Oak Street Health Omnibus Incentive Plan (the "Plan").
  • [F3]Represents options issued under the Plan in exchange for vested incentive units in Management Holding in connection with the Organizational Transactions. These options are fully vested and exercisable.
  • [F4]Represents options issued under the Plan in exchange for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will cliff vest 100% on December 12, 2022.
  • [F5]Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will vest in nine equal quarterly installments beginning on November 5, 2020.
  • [F6]Represents options issued under the Plan in exchange for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will cliff vest 100% on August 10, 2023.
  • [F7]Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will cliff vest 100% on May 12, 2022.
  • [F8]Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holding in connection with the Organizational Transactions. These options will vest 25% beginning on June 11, 2021 and then in twelve equal quarterly installments beginning on September 11, 2021.

Issuer

Oak Street Health, Inc.

CIK 0001564406

Entity typeother

Related Parties

1
  • filerCIK 0001793307

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 9:16 PM ET
Size
22.3 KB