Greenberg Blair J. 4
4 · Open Lending Corp · Filed Aug 13, 2020
Insider Transaction Report
Form 4
Greenberg Blair J.
Director
Transactions
- Other
Common Stock
2020-08-11+2,019,851→ 20,338,157 total(indirect: See Footnote) - Other
Common Stock
2020-08-11+3,688→ 37,135 total(indirect: See Footnote)
Footnotes (3)
- [F1]The shares of Common Stock of the Issuer reported on this Form 4 were issued pursuant to Section 2.03 of that certain Business Combination Agreement, dated as of January 5, 2020 (the "Earnout Rights"). The shares of the Issuer issued pursuant to the Earnout Rights were issued to the Reporting Person on August 11, 2020.
- [F2]The securities reported herein are held directly by Bregal Sagemount I, L.P. The Reporting Person is the director of Bregal Investments, Inc., which is the registered investment advisor of Bregal Sagemount I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
- [F3]The securities reported herein are held directly by Bregal Investments, Inc. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.