4//SEC Filing
Sero Capital LLC 4
Accession 0000899243-20-022371
CIK 0001362190other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 9:33 PM ET
Size
10.4 KB
Accession
0000899243-20-022371
Insider Transaction Report
Form 4
AUDIOEYE INCAEYE
Moradi David
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2020-08-11−146,667→ 0 total(indirect: By LLC)Exercise: $6.00From: 2019-11-14Exp: 2020-08-14→ Common Stock (146,667 underlying) - Exercise of In-Money
Common Stock
2020-08-11$6.00/sh+146,667$880,002→ 2,731,265 total(indirect: By LLC)
Holdings
- 195,586
Common Stock
Sero Capital LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2020-08-11$6.00/sh+146,667$880,002→ 2,731,265 total(indirect: By LLC) - Exercise of In-Money
Warrant (right to buy)
2020-08-11−146,667→ 0 total(indirect: By LLC)Exercise: $6.00From: 2019-11-14Exp: 2020-08-14→ Common Stock (146,667 underlying)
Holdings
- 195,586
Common Stock
Footnotes (3)
- [F1]Securities of AudioEye, Inc. (the "Issuer") held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
- [F2]Securities of the Issuer held directly by David Moradi.
- [F3]Pursuant to Instruction 4(c)(iii), this column is left blank.
Issuer
AUDIOEYE INC
CIK 0001362190
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001751296
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 9:33 PM ET
- Size
- 10.4 KB