Sero Capital LLC 4
4 · AUDIOEYE INC · Filed Aug 13, 2020
Insider Transaction Report
Form 4
AUDIOEYE INCAEYE
Sero Capital LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2020-08-11$6.00/sh+146,667$880,002→ 2,731,265 total(indirect: By LLC) - Exercise of In-Money
Warrant (right to buy)
2020-08-11−146,667→ 0 total(indirect: By LLC)Exercise: $6.00From: 2019-11-14Exp: 2020-08-14→ Common Stock (146,667 underlying)
Holdings
- 195,586
Common Stock
Footnotes (3)
- [F1]Securities of AudioEye, Inc. (the "Issuer") held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
- [F2]Securities of the Issuer held directly by David Moradi.
- [F3]Pursuant to Instruction 4(c)(iii), this column is left blank.