McMahon Thomas H. 4

Accession 0000899243-20-022476

CIK 0001771515other

View on SEC.gov Company Profile

Filed

Aug 13, 8:00 PM ET

Accepted

Aug 14, 7:30 PM ET

Size

21.1 KB

Accession

0000899243-20-022476

Insider Transaction Report

Form 4

Period: 2020-08-12

Grocery Outlet Holding Corp.GO

McMahon Thomas H.

EVP, Sales & Merchandising

Transactions

Exercise/Conversion
Common Stock
2020-08-12$3.81/sh+87,336$332,750→ 187,209 total
Sale
Common Stock
2020-08-12$43.13/sh−87,336$3,766,802→ 99,873 total
Exercise/Conversion
Common Stock
2020-08-13$3.81/sh+2,664$10,150→ 102,537 total
Exercise/Conversion
Common Stock
2020-08-13$7.13/sh+10,000$71,300→ 112,537 total
Sale
Common Stock
2020-08-13$42.56/sh−6,028$256,552→ 106,509 total
Sale
Common Stock
2020-08-13$42.96/sh−6,636$285,083→ 99,873 total
Exercise/Conversion
Stock Options (Right to Buy)
2020-08-12−87,336→ 132,017 total
Exercise: $3.81Exp: 2024-11-25→ Common Stock (87,336 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2020-08-13−2,664→ 129,353 total
Exercise: $3.81Exp: 2024-11-25→ Common Stock (2,664 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2020-08-13−10,000→ 11,352 total
Exercise: $7.13Exp: 2024-11-25→ Common Stock (10,000 underlying)

Footnotes (6)

[F1]The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.66, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.84 to $42.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.84 to $43.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
[F5]Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
[F6]Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Grocery Outlet Holding Corp.

CIK 0001771515

→

Entity typeother

Related Parties

filerCIK 0001779767

Filing Metadata

Form type: 4
Filed: Aug 13, 8:00 PM ET
Accepted: Aug 14, 7:30 PM ET
Size: 21.1 KB

View on SEC.gov