McMahon Thomas H. 4
4 · Grocery Outlet Holding Corp. · Filed Aug 14, 2020
Insider Transaction Report
Form 4
McMahon Thomas H.
EVP, Sales & Merchandising
Transactions
- Exercise/Conversion
Common Stock
2020-08-12$3.81/sh+87,336$332,750→ 187,209 total - Sale
Common Stock
2020-08-12$43.13/sh−87,336$3,766,802→ 99,873 total - Exercise/Conversion
Common Stock
2020-08-13$3.81/sh+2,664$10,150→ 102,537 total - Exercise/Conversion
Common Stock
2020-08-13$7.13/sh+10,000$71,300→ 112,537 total - Sale
Common Stock
2020-08-13$42.56/sh−6,028$256,552→ 106,509 total - Sale
Common Stock
2020-08-13$42.96/sh−6,636$285,083→ 99,873 total - Exercise/Conversion
Stock Options (Right to Buy)
2020-08-12−87,336→ 132,017 totalExercise: $3.81Exp: 2024-11-25→ Common Stock (87,336 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2020-08-13−2,664→ 129,353 totalExercise: $3.81Exp: 2024-11-25→ Common Stock (2,664 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2020-08-13−10,000→ 11,352 totalExercise: $7.13Exp: 2024-11-25→ Common Stock (10,000 underlying)
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.66, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.84 to $42.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.84 to $43.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- [F5]Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
- [F6]Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.