DOUGLAS KEVIN 4
4 · RESEARCH FRONTIERS INC · Filed Aug 27, 2020
Insider Transaction Report
Form 4
DOUGLAS KEVIN
10% OwnerOther
Transactions
- Sale
Common Stock
2020-08-25$2.16/sh−95,000$204,754→ 1,426,663 total(indirect: By Trust) - Sale
Common Stock
2020-08-25$2.16/sh−38,000$81,901→ 570,667 total(indirect: By Trust) - Sale
Common Stock
2020-08-25$2.16/sh−57,000$122,852→ 855,997 total
Footnotes (4)
- [F1]These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
- [F2]Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
- [F3]These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
- [F4]These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.