|4Sep 18, 4:10 PM ET

Louis Berkman Investment CO 4

4 · AMPCO PITTSBURGH CORP · Filed Sep 18, 2020

Insider Transaction Report

Form 4
Period: 2020-09-16
Transactions
  • Other

    COMMON STOCK WARRANTS (RIGHT TO BUY)

    2020-09-16+1,161,4271,161,427 total
    Exercise: $5.75From: 2020-09-16Exp: 2025-08-01COMMON STOCK (1,161,427 underlying)
  • Other

    COMMON STOCK

    2020-09-16+1,161,4272,483,189 total
  • Other

    UNIT SUBSCRIPTION RIGHTS (RIGHT TO BUY)

    2020-09-162,601,7620 total
    Exercise: $1.56From: 2020-08-18Exp: 2020-09-16UNITS (2,601,762 underlying)
Footnotes (1)
  • [F1]The reported securities are included within 2,601,762 units purchased by the reporting person for $1.5624 per unit. Each unit consists of 0.4464 shares of common stock and a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The units were acquired from the issuer pursuant to subscription rights distributed to holders of record of common stock on August 17, 2020.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION