Greylock XIII GP LLC 4

Accession 0000899243-20-025822

CIK 0001643269other

View on SEC.gov Company Profile

Filed

Sep 20, 8:00 PM ET

Accepted

Sep 21, 7:44 PM ET

Size

62.5 KB

Accession

0000899243-20-025822

Insider Transaction Report

Form 4

Period: 2020-09-21

Sumo Logic, Inc.SUMO

Greylock XIII GP LLC

10% Owner

Transactions

Conversion
Series B Preferred Stock
2020-09-21−254,628→ 0 total(indirect: See footnote)
→ Common Stock (254,628 underlying)
Conversion
Series C Preferred Stock
2020-09-21−228,935→ 0 total(indirect: See footnote)
→ Common Stock (228,935 underlying)
Conversion
Series D Preferred Stock
2020-09-21−52,116→ 0 total(indirect: See footnote)
→ Common Stock (52,116 underlying)
Conversion
Common Stock
2020-09-21+16,919,622→ 16,919,622 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2020-09-21−7,771,788→ 0 total(indirect: See footnote)
→ Common Stock (7,771,788 underlying)
Conversion
Series A Preferred Stock
2020-09-21−248,520→ 0 total(indirect: See footnote)
→ Common Stock (248,520 underlying)
Conversion
Series C Preferred Stock
2020-09-21−2,542,885→ 0 total(indirect: See footnote)
→ Common Stock (2,542,885 underlying)
Conversion
Series C Preferred Stock
2020-09-21−81,314→ 0 total(indirect: See footnote)
→ Common Stock (81,314 underlying)
Conversion
Series D Preferred Stock
2020-09-21−146,730→ 0 total(indirect: See footnote)
→ Common Stock (146,730 underlying)
Conversion
Series E Preferred Stock
2020-09-21−52,892→ 0 total(indirect: See footnote)
→ Common Stock (52,892 underlying)
Conversion
Common Stock
2020-09-21+1,523,268→ 1,523,268 total(indirect: See footnote)
Conversion
Common Stock
2020-09-21+541,042→ 541,042 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2020-09-21−699,692→ 0 total(indirect: See footnote)
→ Common Stock (699,692 underlying)
Conversion
Series B Preferred Stock
2020-09-21−2,828,264→ 0 total(indirect: See footnote)
→ Common Stock (2,828,264 underlying)
Conversion
Series B Preferred Stock
2020-09-21−90,440→ 0 total(indirect: See footnote)
→ Common Stock (90,440 underlying)
Conversion
Series D Preferred Stock
2020-09-21−1,629,792→ 0 total(indirect: See footnote)
→ Common Stock (1,629,792 underlying)
Conversion
Series F Preferred Stock
2020-09-21−331,020→ 0 total(indirect: See footnote)
→ Common Stock (331,020 underlying)
Conversion
Series G Preferred Stock
2020-09-21−161,822→ 0 total(indirect: See footnote)
→ Common Stock (161,822 underlying)
Conversion
Series G Preferred Stock
2020-09-21−5,175→ 0 total(indirect: See footnote)
→ Common Stock (5,175 underlying)
Conversion
Series F Preferred Stock
2020-09-21−29,801→ 0 total(indirect: See footnote)
→ Common Stock (29,801 underlying)
Conversion
Series F Preferred Stock
2020-09-21−10,585→ 0 total(indirect: See footnote)
→ Common Stock (10,585 underlying)
Conversion
Series G Preferred Stock
2020-09-21−14,568→ 0 total(indirect: See footnote)
→ Common Stock (14,568 underlying)
Conversion
Series E Preferred Stock
2020-09-21−1,654,051→ 0 total(indirect: See footnote)
→ Common Stock (1,654,051 underlying)
Conversion
Series E Preferred Stock
2020-09-21−148,914→ 0 total(indirect: See footnote)
→ Common Stock (148,914 underlying)

Greylock XIII Limited Partnership

10% Owner

Transactions

Conversion
Common Stock
2020-09-21+1,523,268→ 1,523,268 total(indirect: See footnote)
Conversion
Common Stock
2020-09-21+541,042→ 541,042 total(indirect: See footnote)
Conversion
Series A Preferred Stock
2020-09-21−248,520→ 0 total(indirect: See footnote)
→ Common Stock (248,520 underlying)
Conversion
Series C Preferred Stock
2020-09-21−228,935→ 0 total(indirect: See footnote)
→ Common Stock (228,935 underlying)
Conversion
Series A Preferred Stock
2020-09-21−7,771,788→ 0 total(indirect: See footnote)
→ Common Stock (7,771,788 underlying)
Conversion
Series B Preferred Stock
2020-09-21−90,440→ 0 total(indirect: See footnote)
→ Common Stock (90,440 underlying)
Conversion
Series C Preferred Stock
2020-09-21−2,542,885→ 0 total(indirect: See footnote)
→ Common Stock (2,542,885 underlying)
Conversion
Series C Preferred Stock
2020-09-21−81,314→ 0 total(indirect: See footnote)
→ Common Stock (81,314 underlying)
Conversion
Series D Preferred Stock
2020-09-21−146,730→ 0 total(indirect: See footnote)
→ Common Stock (146,730 underlying)
Conversion
Series E Preferred Stock
2020-09-21−1,654,051→ 0 total(indirect: See footnote)
→ Common Stock (1,654,051 underlying)
Conversion
Common Stock
2020-09-21+16,919,622→ 16,919,622 total(indirect: See footnote)
Conversion
Series B Preferred Stock
2020-09-21−254,628→ 0 total(indirect: See footnote)
→ Common Stock (254,628 underlying)
Conversion
Series B Preferred Stock
2020-09-21−2,828,264→ 0 total(indirect: See footnote)
→ Common Stock (2,828,264 underlying)
Conversion
Series E Preferred Stock
2020-09-21−148,914→ 0 total(indirect: See footnote)
→ Common Stock (148,914 underlying)
Conversion
Series E Preferred Stock
2020-09-21−52,892→ 0 total(indirect: See footnote)
→ Common Stock (52,892 underlying)
Conversion
Series F Preferred Stock
2020-09-21−29,801→ 0 total(indirect: See footnote)
→ Common Stock (29,801 underlying)
Conversion
Series G Preferred Stock
2020-09-21−161,822→ 0 total(indirect: See footnote)
→ Common Stock (161,822 underlying)
Conversion
Series G Preferred Stock
2020-09-21−5,175→ 0 total(indirect: See footnote)
→ Common Stock (5,175 underlying)
Conversion
Series A Preferred Stock
2020-09-21−699,692→ 0 total(indirect: See footnote)
→ Common Stock (699,692 underlying)
Conversion
Series G Preferred Stock
2020-09-21−14,568→ 0 total(indirect: See footnote)
→ Common Stock (14,568 underlying)
Conversion
Series D Preferred Stock
2020-09-21−1,629,792→ 0 total(indirect: See footnote)
→ Common Stock (1,629,792 underlying)
Conversion
Series D Preferred Stock
2020-09-21−52,116→ 0 total(indirect: See footnote)
→ Common Stock (52,116 underlying)
Conversion
Series F Preferred Stock
2020-09-21−331,020→ 0 total(indirect: See footnote)
→ Common Stock (331,020 underlying)
Conversion
Series F Preferred Stock
2020-09-21−10,585→ 0 total(indirect: See footnote)
→ Common Stock (10,585 underlying)

Greylock XIII-A Limited Partnership

10% Owner

Transactions

Conversion
Common Stock
2020-09-21+16,919,622→ 16,919,622 total(indirect: See footnote)
Conversion
Common Stock
2020-09-21+1,523,268→ 1,523,268 total(indirect: See footnote)
Conversion
Common Stock
2020-09-21+541,042→ 541,042 total(indirect: See footnote)
Conversion
Series D Preferred Stock
2020-09-21−1,629,792→ 0 total(indirect: See footnote)
→ Common Stock (1,629,792 underlying)
Conversion
Series F Preferred Stock
2020-09-21−331,020→ 0 total(indirect: See footnote)
→ Common Stock (331,020 underlying)
Conversion
Series G Preferred Stock
2020-09-21−161,822→ 0 total(indirect: See footnote)
→ Common Stock (161,822 underlying)
Conversion
Series G Preferred Stock
2020-09-21−5,175→ 0 total(indirect: See footnote)
→ Common Stock (5,175 underlying)
Conversion
Series E Preferred Stock
2020-09-21−1,654,051→ 0 total(indirect: See footnote)
→ Common Stock (1,654,051 underlying)
Conversion
Series E Preferred Stock
2020-09-21−52,892→ 0 total(indirect: See footnote)
→ Common Stock (52,892 underlying)
Conversion
Series F Preferred Stock
2020-09-21−10,585→ 0 total(indirect: See footnote)
→ Common Stock (10,585 underlying)
Conversion
Series G Preferred Stock
2020-09-21−14,568→ 0 total(indirect: See footnote)
→ Common Stock (14,568 underlying)
Conversion
Series A Preferred Stock
2020-09-21−7,771,788→ 0 total(indirect: See footnote)
→ Common Stock (7,771,788 underlying)
Conversion
Series A Preferred Stock
2020-09-21−699,692→ 0 total(indirect: See footnote)
→ Common Stock (699,692 underlying)
Conversion
Series A Preferred Stock
2020-09-21−248,520→ 0 total(indirect: See footnote)
→ Common Stock (248,520 underlying)
Conversion
Series B Preferred Stock
2020-09-21−2,828,264→ 0 total(indirect: See footnote)
→ Common Stock (2,828,264 underlying)
Conversion
Series B Preferred Stock
2020-09-21−254,628→ 0 total(indirect: See footnote)
→ Common Stock (254,628 underlying)
Conversion
Series B Preferred Stock
2020-09-21−90,440→ 0 total(indirect: See footnote)
→ Common Stock (90,440 underlying)
Conversion
Series C Preferred Stock
2020-09-21−2,542,885→ 0 total(indirect: See footnote)
→ Common Stock (2,542,885 underlying)
Conversion
Series C Preferred Stock
2020-09-21−228,935→ 0 total(indirect: See footnote)
→ Common Stock (228,935 underlying)
Conversion
Series C Preferred Stock
2020-09-21−81,314→ 0 total(indirect: See footnote)
→ Common Stock (81,314 underlying)
Conversion
Series D Preferred Stock
2020-09-21−146,730→ 0 total(indirect: See footnote)
→ Common Stock (146,730 underlying)
Conversion
Series D Preferred Stock
2020-09-21−52,116→ 0 total(indirect: See footnote)
→ Common Stock (52,116 underlying)
Conversion
Series E Preferred Stock
2020-09-21−148,914→ 0 total(indirect: See footnote)
→ Common Stock (148,914 underlying)
Conversion
Series F Preferred Stock
2020-09-21−29,801→ 0 total(indirect: See footnote)
→ Common Stock (29,801 underlying)

Footnotes (4)

[F1]The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
[F2]These shares are held of record by Greylock XIII Limited Partnership ("Greylock XIII LP"). Greylock XIII GP LLC ("Greylock XIII GP") is the sole General Partner of Greylock XIII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F3]These shares are held of record by Greylock XIII-A Limited Partnership ("Greylock XIII-A LP"). Greylock XIII GP is the sole General Partner of Greylock XIII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII-A LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F4]These shares are held of record by Greylock XIII GP.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Sumo Logic, Inc.

CIK 0001643269

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001541539

Filing Metadata

Form type: 4
Filed: Sep 20, 8:00 PM ET
Accepted: Sep 21, 7:44 PM ET
Size: 62.5 KB

View on SEC.gov