4//SEC Filing
Hostess CDM Co-Invest, LLC 4
Accession 0000899243-20-026284
CIK 0001644406other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 4:33 PM ET
Size
9.6 KB
Accession
0000899243-20-026284
Insider Transaction Report
Form 4
Hostess CDM Co-Invest, LLC
10% OwnerOther
Transactions
- Sale
Class A Common Stock
2020-09-22$13.05/sh−33,505$437,106→ 0 total - Other
Class A Common Stock
2020-09-22+33,505→ 33,505 total - Other
Class B Common Stock
2020-09-22−33,505→ 5,622,149 total→ Class A Common Stock (33,505 underlying)
Footnotes (2)
- [F1]Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
- [F2]Reflects the weighted average price of sales on September 22, 2020. The shares were sold in multiple transactions at prices ranging from $13.00 to $13.08, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Documents
Issuer
Hostess Brands, Inc.
CIK 0001644406
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001689843
Filing Metadata
- Form type
- 4
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 4:33 PM ET
- Size
- 9.6 KB