NOTO LUCIO A 4
4 · Philip Morris International Inc. · Filed Oct 2, 2020
Insider Transaction Report
Form 4
NOTO LUCIO A
Director
Transactions
- Award
Phantom Stock Units
2020-09-30$74.82/sh+534$39,954→ 111,174 total→ Common Stock (534 underlying)
Holdings
- 76,192
Common Stock
- 22,196(indirect: By Trust)
Common Stock
- 17,085(indirect: By Spouse)
Common Stock
Footnotes (8)
- [F1]Includes 75,895 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,217 share equivalents acquired through the reinvestment of dividends since June 30, 2020, the date of the last reportable transaction.
- [F2]Shares held by the reporting person in a revocable trust for the benefit of the reporting person.
- [F3]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]Phantom Stock Units convert to common stock on a 1-for-1 basis.
- [F5]These units were acquired on September 30, 2020, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.
- [F6]These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.
- [F7]The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2020.
- [F8]Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,765 share equivalents acquired through the reinvestment of dividends since June 30, 2020, the date of the last reportable transaction.