4//SEC Filing
OCM Growth Holdings LLC 4
Accession 0000899243-20-028524
CIK 0001653384other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 6:02 PM ET
Size
25.2 KB
Accession
0000899243-20-028524
Insider Transaction Report
Form 4
OAKTREE FUND GP I, L.P.
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total - Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total
Oaktree Capital I, L.P.
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total - Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total
Partners Ltd
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total - Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total
Oaktree Fund GP, LLC
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total - Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total
OCM HOLDINGS I, LLC
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total - Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total
OAKTREE HOLDINGS, LLC
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total - Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total
BROOKFIELD Corp /ON/
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total - Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total
OCM Growth Holdings LLC
10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total - Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total
Oaktree Capital Group, LLC
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total - Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total
Transactions
- Purchase
Common Stock, par value $0.01 per share
2020-10-15$15.00/sh+2,129,747.74$31,946,216→ 17,457,226.5 total - Purchase
Common Stock, par value $0.01 per share
2020-09-08$13.00/sh+21,045.138$273,587→ 15,327,478.76 total
Footnotes (6)
- [F1]Includes shares acquired pursuant to the issuer's dividend reinvestment plan.
- [F2]OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 17,457,226.5 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"),
- [F3](Continued from Footnote 2) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG; Brookfield Asset Management ("BAM"); and Partners Limited ("Partners").
- [F4]Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
- [F5]OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
- [F6]The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.
Documents
Issuer
Runway Growth Credit Fund Inc.
CIK 0001653384
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001693272
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 6:02 PM ET
- Size
- 25.2 KB