McCarthy Partners, LLC 3
3 · Guild Holdings Co · Filed Oct 21, 2020
Insider Transaction Report
Form 3
McCarthy Partners, LLC
10% Owner
Holdings
- 45,233,291(indirect: See Footnote)
CLASS B COMMON STOCK, PAR VALUE $0.01 PER SHARE
Footnotes (1)
- [F1]Includes 45,233,291 shares of Class B Common Stock ("Common Stock") of Guild Holdings Company which are held of record by McCarthy Capital Mortgage Investors, LLC ("MCMI"). McCarthy Partners Management, LLC is the manager of MCMI and as such has voting and investment power over the shares of Common Stock held by MCMI. McCarthy Partners Management, LLC is managed under the exclusive direction of McCarthy Partners, LLC. As a result, McCarthy Partners, LLC may be deemed to beneficially own these shares owned directly by MCMI. Patrick J. Duffy is the President and Managing Partner of McCarthy Partners, LLC and McCarthy Capital Management, LLC.