Home/Filings/4/0000899243-20-030060

4//SEC Filing

Boxer Capital, LLC 4

Accession 0000899243-20-030060

CIK 0001576263other

View on SEC.gov Company Profile

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 9:54 PM ET

Size

29.3 KB

Accession

0000899243-20-030060

Insider Transaction Report

Form 4

Period: 2020-10-30

Mirati Therapeutics, Inc.MRTX

Davis Aaron I.

10% Owner

Transactions

Sale
Common Stock
2020-10-30$202.00/sh−37,050$7,484,100→ 216,288 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−2$440→ 1,765,560 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−1$220→ 253,338 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−37,051$207,449→ 13,996 total
Exercise: $0.00From: 2017-01-06→ Common Stock (37,051 underlying)
Sale
Common Stock
2020-10-30$202.00/sh−362,950$73,315,900→ 1,404,610 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+37,051$37→ 253,339 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+362,952$363→ 1,765,562 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−362,952$2,032,168→ 128,805 total
Exercise: $0.00From: 2017-01-06→ Common Stock (362,952 underlying)

Dissanayake Shehan Bharatha

10% Owner

Transactions

Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−362,952$2,032,168→ 128,805 total
Exercise: $0.00From: 2017-01-06→ Common Stock (362,952 underlying)
Sale
Common Stock
2020-10-30$202.00/sh−362,950$73,315,900→ 1,404,610 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+362,952$363→ 1,765,562 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−2$440→ 1,765,560 total
Sale
Common Stock
2020-10-30$202.00/sh−37,050$7,484,100→ 216,288 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+37,051$37→ 253,339 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−1$220→ 253,338 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−37,051$207,449→ 13,996 total
Exercise: $0.00From: 2017-01-06→ Common Stock (37,051 underlying)

Fuglesang Christopher

10% Owner

Transactions

Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+37,051$37→ 253,339 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−1$220→ 253,338 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+362,952$363→ 1,765,562 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−362,952$2,032,168→ 128,805 total
Exercise: $0.00From: 2017-01-06→ Common Stock (362,952 underlying)
Sale
Common Stock
2020-10-30$202.00/sh−37,050$7,484,100→ 216,288 total
Sale
Common Stock
2020-10-30$202.00/sh−362,950$73,315,900→ 1,404,610 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−2$440→ 1,765,560 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−37,051$207,449→ 13,996 total
Exercise: $0.00From: 2017-01-06→ Common Stock (37,051 underlying)

LIEBERBURG IVAN M

10% Owner

Transactions

Sale
Common Stock
2020-10-30$202.00/sh−362,950$73,315,900→ 1,404,610 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+362,952$363→ 1,765,562 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−37,051$207,449→ 13,996 total
Exercise: $0.00From: 2017-01-06→ Common Stock (37,051 underlying)
Sale
Common Stock
2020-10-30$202.00/sh−37,050$7,484,100→ 216,288 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−1$220→ 253,338 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+37,051$37→ 253,339 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−2$440→ 1,765,560 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−362,952$2,032,168→ 128,805 total
Exercise: $0.00From: 2017-01-06→ Common Stock (362,952 underlying)

MVA Investors, LLC

10% Owner

Transactions

Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+37,051$37→ 253,339 total
Sale
Common Stock
2020-10-30$202.00/sh−362,950$73,315,900→ 1,404,610 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−2$440→ 1,765,560 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−362,952$2,032,168→ 128,805 total
Exercise: $0.00From: 2017-01-06→ Common Stock (362,952 underlying)
Tax Payment
Common Stock
2020-10-30$219.97/sh−1$220→ 253,338 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−37,051$207,449→ 13,996 total
Exercise: $0.00From: 2017-01-06→ Common Stock (37,051 underlying)
Sale
Common Stock
2020-10-30$202.00/sh−37,050$7,484,100→ 216,288 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+362,952$363→ 1,765,562 total

Boxer Capital, LLC

10% Owner

Transactions

Tax Payment
Common Stock
2020-10-30$219.97/sh−1$220→ 253,338 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−37,051$207,449→ 13,996 total
Exercise: $0.00From: 2017-01-06→ Common Stock (37,051 underlying)
Sale
Common Stock
2020-10-30$202.00/sh−37,050$7,484,100→ 216,288 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+37,051$37→ 253,339 total
Sale
Common Stock
2020-10-30$202.00/sh−362,950$73,315,900→ 1,404,610 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+362,952$363→ 1,765,562 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−2$440→ 1,765,560 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−362,952$2,032,168→ 128,805 total
Exercise: $0.00From: 2017-01-06→ Common Stock (362,952 underlying)

Boxer Asset Management Inc.

10% Owner

Transactions

Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+37,051$37→ 253,339 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+362,952$363→ 1,765,562 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−362,952$2,032,168→ 128,805 total
Exercise: $0.00From: 2017-01-06→ Common Stock (362,952 underlying)
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−37,051$207,449→ 13,996 total
Exercise: $0.00From: 2017-01-06→ Common Stock (37,051 underlying)
Tax Payment
Common Stock
2020-10-30$219.97/sh−1$220→ 253,338 total
Sale
Common Stock
2020-10-30$202.00/sh−362,950$73,315,900→ 1,404,610 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−2$440→ 1,765,560 total
Sale
Common Stock
2020-10-30$202.00/sh−37,050$7,484,100→ 216,288 total

LEWIS JOSEPH

10% Owner

Transactions

Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+37,051$37→ 253,339 total
Exercise/Conversion
Common Stock
2020-10-30$0.00/sh+362,952$363→ 1,765,562 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−362,952$2,032,168→ 128,805 total
Exercise: $0.00From: 2017-01-06→ Common Stock (362,952 underlying)
Tax Payment
Common Stock
2020-10-30$219.97/sh−2$440→ 1,765,560 total
Tax Payment
Common Stock
2020-10-30$219.97/sh−1$220→ 253,338 total
Sale
Common Stock
2020-10-30$202.00/sh−362,950$73,315,900→ 1,404,610 total
Exercise/Conversion
Warrant (right to purchase)
2020-10-30$5.60/sh−37,051$207,449→ 13,996 total
Exercise: $0.00From: 2017-01-06→ Common Stock (37,051 underlying)
Sale
Common Stock
2020-10-30$202.00/sh−37,050$7,484,100→ 216,288 total

Footnotes (4)

[F1]These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Braslyn Ltd. ("Braslyn"), (ii) Boxer Capital, LLC ("Boxer Capital") (iii) Boxer Asset Management Inc. ("Boxer Management"), (iv) MVA Investors, LLC ("MVA Investors"), (v) Lockend Five, LLC ("Lockend Five"), (vi) Joe Lewis, (vii) Ivan M. Lieberburg, (viii) Aaron I. Davis, (ix) Shehan B. Dissanayake, and (x) Christopher Fuglesang (collectively, the "Boxer Group), and indirectly by Braslyn, Boxer Management and Messrs. Lewis, Fuglesang, Lieberburg, Dissanayake and Davis, by virtue of their ownership in Boxer Capital.. Each of Messrs. Fuglesang, Lieberburg, Dissanayake and Davis is a member of Boxer Capital.
[F2](Continued from Footnote 1) Each of Messrs. Fuglesang, Lieberburg, Dissanayake and Davis is a member of Boxer Capital. Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
[F3]These securities are owned directly by MVA Investors which may be deemed to be a member of the Boxer Group for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Aaron I. Davis is a member of and has voting and dispositive power over securities held by MVA Investors Each member of the Boxer Group other than MVA Investors and Aaron I. Davis disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
[F4]The warrants do not have an expiration date and are not exercisable to the extent that, following exercise of such warrants, the warrant holder and its affiliates would beneficially own more than 19.99% of the issuer's common stock.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Mirati Therapeutics, Inc.

CIK 0001576263

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001465837

Filing Metadata

Form type: 4
Filed: Oct 29, 8:00 PM ET
Accepted: Oct 30, 9:54 PM ET
Size: 29.3 KB

View on SEC.gov