Home/Filings/4/0000899243-20-030850
4//SEC Filing

Schreier R. Bryan 4

Accession 0000899243-20-030850

CIK 0001467623other

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 5:30 PM ET

Size

43.8 KB

Accession

0000899243-20-030850

Insider Transaction Report

Form 4
Period: 2020-11-09
Transactions
  • Conversion

    Class A Common Stock

    2020-11-09+610,635610,635 total(indirect: By LLC)
  • Other

    Class A Common Stock

    2020-11-09+68,124829,698 total(indirect: By Trust)
  • Conversion

    Class A Common Stock

    2020-11-11+5,713,4385,713,438 total(indirect: By Sequoia Capital XII, LP)
  • Conversion

    Class A Common Stock

    2020-11-11+213,783213,783 total(indirect: By Sequoia Technology Partners XII, LP)
  • Conversion

    Class A Common Stock

    2020-11-11+610,637610,637 total(indirect: By LLC)
  • Other

    Class A Common Stock

    2020-11-11213,7830 total(indirect: By Sequoia Technology Partners XII, LP)
  • Conversion

    Class B Common Stock

    2020-11-09213,788213,783 total(indirect: By Sequoia Technology Partners XII, LP)
    Class A Common Stock (213,788 underlying)
  • Conversion

    Class B Common Stock

    2020-11-09610,635610,637 total(indirect: By LLC)
    Class A Common Stock (610,635 underlying)
  • Conversion

    Class A Common Stock

    2020-11-09+213,788213,788 total(indirect: By Sequoia Technology Partners XII, LP)
  • Other

    Class A Common Stock

    2020-11-095,713,4350 total(indirect: By Sequoia Capital XII, LP)
  • Other

    Class A Common Stock

    2020-11-09213,7880 total(indirect: By Sequoia Technology Partners XII, LP)
  • Other

    Class A Common Stock

    2020-11-09610,6350 total(indirect: By LLC)
  • Other

    Class A Common Stock

    2020-11-11610,6370 total(indirect: By LLC)
  • Conversion

    Class B Common Stock

    2020-11-095,713,4355,713,438 total(indirect: By Sequoia Capital XII, LP)
    Class A Common Stock (5,713,435 underlying)
  • Conversion

    Class B Common Stock

    2020-11-115,713,4380 total(indirect: By Sequoia Capital XII, LP)
    Class A Common Stock (5,713,438 underlying)
  • Conversion

    Class A Common Stock

    2020-11-09+5,713,4355,713,435 total(indirect: By Sequoia Capital XII, LP)
  • Other

    Class A Common Stock

    2020-11-115,713,4380 total(indirect: By Sequoia Capital XII, LP)
  • Other

    Class A Common Stock

    2020-11-11+68,124897,822 total(indirect: By Trust)
  • Conversion

    Class B Common Stock

    2020-11-11213,7830 total(indirect: By Sequoia Technology Partners XII, LP)
    Class A Common Stock (213,783 underlying)
  • Conversion

    Class B Common Stock

    2020-11-11610,6370 total(indirect: By LLC)
    Class A Common Stock (610,637 underlying)
Holdings
  • Class A Common Stock

    38,881
Footnotes (5)
  • [F1]The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.
  • [F2]Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
  • [F3]Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions.
  • [F4]Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
  • [F5]The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.

Issuer

DROPBOX, INC.

CIK 0001467623

Entity typeother

Related Parties

1
  • filerCIK 0001734432

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 5:30 PM ET
Size
43.8 KB