4//SEC Filing
Hostess CDM Co-Invest, LLC 4
Accession 0000899243-20-031038
CIK 0001644406other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 6:38 PM ET
Size
9.6 KB
Accession
0000899243-20-031038
Insider Transaction Report
Form 4
Hostess CDM Co-Invest, LLC
10% OwnerOther
Transactions
- Other
Class B Common Stock
2020-11-11−50,000→ 3,660,261 total→ Class A Common Stock (50,000 underlying) - Other
Class A Common Stock
2020-11-11+50,000→ 50,000 total - Sale
Class A Common Stock
2020-11-11$13.74/sh−50,000$687,240→ 0 total
Footnotes (2)
- [F1]Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
- [F2]Reflects the weighted average price of sales on November 11, 2020. The shares were sold in multiple transactions at prices ranging from $13.68 to $13.82, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Documents
Issuer
Hostess Brands, Inc.
CIK 0001644406
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001689843
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 6:38 PM ET
- Size
- 9.6 KB