Home/Filings/4/0000899243-20-032351
4//SEC Filing

Meyer James R 4

Accession 0000899243-20-032351

CIK 0001320854other

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 8:53 PM ET

Size

18.6 KB

Accession

0000899243-20-032351

Insider Transaction Report

Form 4
Period: 2020-11-25
Transactions
  • Purchase

    Common Stock

    2020-11-27$2.81/sh+5,000$14,060214,055 total
  • Purchase

    Common Stock

    2020-11-25$1.98/sh+22,500$44,507209,055 total
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $7.41Exp: 2029-01-14Common stock (72,959 underlying)
    72,959
  • Employee Stock Option (right to buy)

    Exercise: $16.44Exp: 2027-07-31Common stock (350,000 underlying)
    350,000
  • Employee Restricted Stock Units

    Exercise: $0.00Common stock (42,815 underlying)
    42,815
  • Employee Stock Appreciation Right

    Exercise: $1.66Exp: 2030-01-24Common stock (332,005 underlying)
    332,005
  • Employee Stock Option (right to buy)

    Exercise: $16.66Exp: 2028-01-12Common stock (33,025 underlying)
    33,025
Footnotes (7)
  • [F1]This transaction was executed in multiple trades at prices ranging from $1.84 to $2.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]This transaction was executed in multiple trades at prices ranging from $2.755 to $2.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]On January 30, 2020, the recipient was granted 42,815 cash-settled restricted stock units which will vest on January 30, 2023.
  • [F4]On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which will vest in three equal annual installments beginning on January 24, 2021.
  • [F5]On January 14, 2019, the recipient was granted 72,959 options. 24,320 stock options are fully vested and currently exercisable, 24,320 stock options will vest on January 14, 2021 and 24,319 stock options will vest on January 14, 2022.
  • [F6]On January 12, 2018, the recipient was granted 33,025 options. 22,016 stock options are fully vested and currently exercisable and 11,009 stock options will vest on January 12, 2021.
  • [F7]On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.

Issuer

FreightCar America, Inc.

CIK 0001320854

Entity typeother

Related Parties

1
  • filerCIK 0001713182

Filing Metadata

Form type
4
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 8:53 PM ET
Size
18.6 KB