4//SEC Filing
Oaktree Capital Group Holdings, L.P. 4
Accession 0000899243-20-032931
CIK 0001820721other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 9:32 PM ET
Size
22.9 KB
Accession
0000899243-20-032931
Insider Transaction Report
Form 4
Oaktree Capital Group, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
Oaktree ATI Investors, L.P.
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
OAKTREE CAPITAL MANAGEMENT LP
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
Oaktree Capital Holdings, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
Oaktree Capital Group Holdings, L.P.
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
ATI Investment Parent, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
BROOKFIELD Corp /ON/
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
Transactions
- Sale
Common Stock, par value $0.001 per share
2020-12-07$33.95/sh−36,656,250$1,244,479,688→ 35,713,217 total
Footnotes (6)
- [F1]Represents common stock disposed of in connection with the public offering of Array Technologies, Inc.'s common stock, which closed on December 7, 2020. These shares of common stock were disposed at a price per share of $33.95, which is the public offering price per share less underwriting discount.
- [F2]This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) Oaktree Power Opportunities Fund IV, L.P. (the "Main Fund"); (ii) Oaktree Power Opportunities Fund IV (Parallel), L.P. (the "Parallel Fund"); (iii) Oaktree ATI Investors, L.P. (the "Co-Invest Fund"); (iv) Oaktree Capital Management, L.P. ("OCM"); (v) Oaktree Capital Group, LLC ("OCG"); (vi) Atlas OCM Holdings LLC ("Atlas OCM"); (vii) Brookfield Asset Management, Inc. ("Brookfield"); and (viii) Oaktree Capital Group Holdings, L.P. ("OCGH LP").
- [F3]The Main Fund, the Parallel Fund and the Co-Invest Fund are together the controlling member of ATI Investment Parent, LLC ("Parent"). We refer to the Main Fund, the Parallel Fund and the Co-Invest Fund, collectively, as the "Oaktree Funds." OCM is the investment manager of each of the Oaktree Funds. As a result, each of the Oaktree Funds and OCM may be deemed to have beneficial ownership of the shares owned by Parent. OCM's asset management business is indirectly controlled by OCG and Atlas OCM. As of March 31, 2020, approximately 61.8% of OCM's business is indirectly owned by Brookfield and the remaining approximately 38.2% is owned by current and former OCM executives and employees. Brookfield's ownership interest in OCM's business is held through OCG, Atlas OCM and other holding entities.
- [F4]The current and former OCM executives and employees hold their interests through a separate entity, OCGH LP. The board of directors of OCG and of Atlas OCM is currently comprised of: (i) five Oaktree senior executives, Howard S. Marks, Bruce A. Karsh, Jay S. Wintrob, John B Frank, and Sheldon M. Stone; (ii) three independent directors, Stephen J. Gilbert, D. Richard Masson, and Marna C. Whittington; and (iii) two Brookfield senior executives, Justin B. Beber and J. Bruce Flatt.
- [F5]Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
- [F6]The reporting persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act.
Issuer
Array Technologies, Inc.
CIK 0001820721
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001403527
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 9:32 PM ET
- Size
- 22.9 KB