Himalaya Parent LLC 3
3 · BioAtla, Inc. · Filed Dec 15, 2020
Insider Transaction Report
Form 3
BioAtla, Inc.BCAB
Himalaya Parent LLC
10% Owner
Holdings
- 6,220,050
Common Stock
Series D Preferred Stock
→ Common Stock (2,462,254 underlying)
Footnotes (3)
- [F1]Jay M. Short and Carolyn Anderson Short are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. Mr. Short and Ms. Anderson Short disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.
- [F2]Each share of Series D Preferred Stock is convertible at any time, at the holder's election, into Common Stock, based on the then-applicable conversion rate and has no expiration date.
- [F3]The shares of Series D Preferred Stock will convert automatically into 2,462,254 shares of Common Stock upon the closing of the Issuer's initial public offering. These amounts reflect a 1-for-13 reverse stock split which became effective on December 2, 2020.