NORWOOD FINANCIAL CORP·4

Dec 23, 6:10 AM ET

Matergia Ralph A 4

4 · NORWOOD FINANCIAL CORP · Filed Dec 23, 2020

Insider Transaction Report

Form 4
Period: 2020-12-22
Transactions
  • Exercise/Conversion

    Options-Right to Buy

    2020-12-228253,700 total
    Exercise: $16.83From: 2011-12-31Exp: 2020-12-31Common Stock (825 underlying)
  • Exercise/Conversion

    Common Stock

    2020-12-22$16.83/sh+825$13,88515,465 total
  • Exercise/Conversion

    Common Stock

    2020-12-22$16.65/sh+825$13,73616,290 total
  • Exercise/Conversion

    Common Stock

    2020-12-22$18.03/sh+825$14,87517,115 total
  • Exercise/Conversion

    Common Stock

    2020-12-22$17.93/sh+750$13,44817,865 total
  • Exercise/Conversion

    Options-Right to Buy

    2020-12-228252,875 total
    Exercise: $16.65From: 2012-12-31Exp: 2021-12-31Common Stock (825 underlying)
  • Exercise/Conversion

    Options-Right to Buy

    2020-12-228252,050 total
    Exercise: $18.03From: 2013-12-31Exp: 2022-12-31Common Stock (825 underlying)
  • Exercise/Conversion

    Options-Right to Buy

    2020-12-227501,300 total
    Exercise: $17.93From: 2014-12-31Exp: 2023-12-31Common Stock (750 underlying)
Holdings
  • Common Stock

    (indirect: Restricted Stock Award)
    105
  • Common Stock

    (indirect: Restricted Stock Award)
    20
  • Common Stock

    (indirect: Restricted Stock Award)
    420
  • Common Stock

    (indirect: Restricted Stock Award)
    560
  • Common Stock

    (indirect: Restricted Stock Award)
    700
Footnotes (5)
  • [F1]Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  • [F2]Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  • [F3]Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  • [F4]Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  • [F5]Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION