Quotient Ltd·4

Dec 28, 4:05 PM ET

Walt Franz 4

4 · Quotient Ltd · Filed Dec 28, 2020

Insider Transaction Report

Form 4
Period: 2020-12-24
Walt Franz
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Ordinary Shares

    2020-12-24+7,645384,327 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-247,64538,227 total
    Ordinary Shares (7,645 underlying)
Holdings
  • Ordinary Share Option (Right to Buy)

    Exercise: $4.41Exp: 2028-02-19Ordinary Shares (22,676 underlying)
    22,676
  • Ordinary Share Option (Right to Buy)

    Exercise: $10.52Exp: 2029-07-16Ordinary Shares (28,517 underlying)
    28,517
  • Ordinary Share Option (Right to Buy)

    Exercise: $4.71Exp: 2028-04-01Ordinary Shares (30,000 underlying)
    30,000
  • Ordinary Share Option (Right to Buy)

    Exercise: $7.54Exp: 2028-10-31Ordinary Shares (70,000 underlying)
    70,000
  • Ordinary Share Option (Right to Buy)

    Exercise: $7.69Exp: 2030-05-24Ordinary Shares (60,438 underlying)
    60,438
  • Ordinary Share Option (Right to Buy)

    Exercise: $6.54Exp: 2028-10-31Ordinary Shares (45,872 underlying)
    45,872
Footnotes (8)
  • [F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
  • [F2]15,117 options have vested and remain exercisable. 7,559 options will vest on February 19, 2021.
  • [F3]20,000 options have vested and remain exercisable. 10,000 options will vest on April 1, 2021.
  • [F4]All 45,872 options have vested and remain exercisable.
  • [F5]All 70,000 options have vested and remain exercisable.
  • [F6]All of the options have vested and remain exercisable.
  • [F7]The options vest and become exercisable on May 24, 2021.
  • [F8]On May 24, 2020, the Reporting Person was granted 91,743 Restricted Stock Units. Of the 91,743 Restricted Stock Units, 53,516 have vested and have been exercised. The remaining 38,227 Restricted Stock Units will vest in five equal monthly installments.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION