YUMANITY THERAPEUTICS, INC.·4

Dec 28, 7:10 PM ET

Zydowsky Lynne 4

4 · YUMANITY THERAPEUTICS, INC. · Filed Dec 28, 2020

Insider Transaction Report

Form 4
Period: 2020-12-22
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-12-22+12,49512,495 total
    Exercise: $8.16Exp: 2029-12-15Common Stock (12,495 underlying)
  • Award

    Stock Option (Right to Buy)

    2020-12-22+5,2715,271 total
    Exercise: $8.16Exp: 2030-04-06Common Stock (5,271 underlying)
Footnotes (5)
  • [F1]On August 22, 2020, the Issuer (formerly known as Proteostasis Therapeutics, Inc.) entered into an Agreement and Plan of Merger and Reorganization, as amended on November 6, 2020, with Pangolin Merger Sub, Inc. ("Merger Sub"), Yumanity, Inc. (formerly known as Yumanity Therapeutics, Inc.) and Yumanity Holdings, LLC ("Holdings"). On December 22, 2020, Merger Sub was merged with and into Yumanity, Inc., with Yumanity, Inc. surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Immediately prior to the consummation of the Merger, Holdings was merged with and into Yumanity, Inc., with Yumanity, Inc. as the surviving entity.
  • [F2]The shares subject to the option vest in equal quarterly installments over four years, commencing on October 1, 2019.
  • [F3]Received in the Merger in exchange for a stock option to acquire 59,266 shares of Yumanity, Inc. common stock for $1.72 per share.
  • [F4]The shares subject to the option vest in equal quarterly installments over four years, commencing on February 18, 2020.
  • [F5]Received in the Merger in exchange for a stock option to acquire 25,000 shares of Yumanity, Inc. common stock for $1.72 per share.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION