4//SEC Filing
ICONIQ Strategic Partners III, L.P. 4
Accession 0000899243-21-000108
CIK 0001640147other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:35 PM ET
Size
26.5 KB
Accession
0000899243-21-000108
Insider Transaction Report
Form 4
Snowflake Inc.SNOW
Jacobson Matthew
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-12-31−140,418→ 421,256 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.)→ Class A Common Stock (140,418 underlying) - Conversion
Class A Common Stock
2020-12-31+140,418→ 271,378 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.) - Conversion
Class A Common Stock
2020-12-31+84,748→ 163,788 total(indirect: By ICONIQ Strategic Partners IV, L.P.) - Conversion
Class B Common Stock
2020-12-31−84,748→ 254,245 total(indirect: By ICONIQ Strategic Partners IV, L.P.)→ Class A Common Stock (84,748 underlying)
Holdings
- 82,661(indirect: By ICONIQ Strategic Partners V, L.P.)
Class A Common Stock
- 127,339(indirect: By ICONIQ Strategic Partners V-B, L.P.)
Class A Common Stock
- 7(indirect: By William J.G. Griffith)
Class A Common Stock
ICONIQ Strategic Partners IV, L.P.
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-12-31−84,748→ 254,245 total(indirect: By ICONIQ Strategic Partners IV, L.P.)→ Class A Common Stock (84,748 underlying) - Conversion
Class A Common Stock
2020-12-31+84,748→ 163,788 total(indirect: By ICONIQ Strategic Partners IV, L.P.) - Conversion
Class A Common Stock
2020-12-31+140,418→ 271,378 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.) - Conversion
Class B Common Stock
2020-12-31−140,418→ 421,256 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.)→ Class A Common Stock (140,418 underlying)
Holdings
- 7(indirect: By William J.G. Griffith)
Class A Common Stock
- 82,661(indirect: By ICONIQ Strategic Partners V, L.P.)
Class A Common Stock
- 127,339(indirect: By ICONIQ Strategic Partners V-B, L.P.)
Class A Common Stock
ICONIQ Strategic Partners III, L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2020-12-31+140,418→ 271,378 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.) - Conversion
Class B Common Stock
2020-12-31−84,748→ 254,245 total(indirect: By ICONIQ Strategic Partners IV, L.P.)→ Class A Common Stock (84,748 underlying) - Conversion
Class B Common Stock
2020-12-31−140,418→ 421,256 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.)→ Class A Common Stock (140,418 underlying) - Conversion
Class A Common Stock
2020-12-31+84,748→ 163,788 total(indirect: By ICONIQ Strategic Partners IV, L.P.)
Holdings
- 127,339(indirect: By ICONIQ Strategic Partners V-B, L.P.)
Class A Common Stock
- 82,661(indirect: By ICONIQ Strategic Partners V, L.P.)
Class A Common Stock
- 7(indirect: By William J.G. Griffith)
Class A Common Stock
ICONIQ Strategic Partners IV-B, L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2020-12-31+84,748→ 163,788 total(indirect: By ICONIQ Strategic Partners IV, L.P.) - Conversion
Class A Common Stock
2020-12-31+140,418→ 271,378 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.) - Conversion
Class B Common Stock
2020-12-31−84,748→ 254,245 total(indirect: By ICONIQ Strategic Partners IV, L.P.)→ Class A Common Stock (84,748 underlying) - Conversion
Class B Common Stock
2020-12-31−140,418→ 421,256 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.)→ Class A Common Stock (140,418 underlying)
Holdings
- 127,339(indirect: By ICONIQ Strategic Partners V-B, L.P.)
Class A Common Stock
- 7(indirect: By William J.G. Griffith)
Class A Common Stock
- 82,661(indirect: By ICONIQ Strategic Partners V, L.P.)
Class A Common Stock
Transactions
- Conversion
Class B Common Stock
2020-12-31−140,418→ 421,256 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.)→ Class A Common Stock (140,418 underlying) - Conversion
Class A Common Stock
2020-12-31+140,418→ 271,378 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.) - Conversion
Class A Common Stock
2020-12-31+84,748→ 163,788 total(indirect: By ICONIQ Strategic Partners IV, L.P.) - Conversion
Class B Common Stock
2020-12-31−84,748→ 254,245 total(indirect: By ICONIQ Strategic Partners IV, L.P.)→ Class A Common Stock (84,748 underlying)
Holdings
- 127,339(indirect: By ICONIQ Strategic Partners V-B, L.P.)
Class A Common Stock
- 7(indirect: By William J.G. Griffith)
Class A Common Stock
- 82,661(indirect: By ICONIQ Strategic Partners V, L.P.)
Class A Common Stock
Transactions
- Conversion
Class B Common Stock
2020-12-31−84,748→ 254,245 total(indirect: By ICONIQ Strategic Partners IV, L.P.)→ Class A Common Stock (84,748 underlying) - Conversion
Class A Common Stock
2020-12-31+140,418→ 271,378 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.) - Conversion
Class B Common Stock
2020-12-31−140,418→ 421,256 total(indirect: By ICONIQ Strategic Partners IV-B, L.P.)→ Class A Common Stock (140,418 underlying) - Conversion
Class A Common Stock
2020-12-31+84,748→ 163,788 total(indirect: By ICONIQ Strategic Partners IV, L.P.)
Holdings
- 82,661(indirect: By ICONIQ Strategic Partners V, L.P.)
Class A Common Stock
- 7(indirect: By William J.G. Griffith)
Class A Common Stock
- 127,339(indirect: By ICONIQ Strategic Partners V-B, L.P.)
Class A Common Stock
Footnotes (10)
- [F1]On December 31, 2020, ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV") converted in the aggregate 84,748 shares of the Issuer's Class B Common Stock into 84,748 shares of the Issuer's Class A Common Stock.
- [F10]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.
- [F2]The shares are held by ICONIQ IV.
- [F3]On December 31, 2020, ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B") converted in the aggregate 140,418 shares of the Issuer's Class B Common Stock into 140,418 shares of the Issuer's Class A Common Stock.
- [F4]The shares are held by ICONIQ IV-B.
- [F5]The shares are held by ICONIQ Strategic Partners V, L.P. ("ICONIQ V").
- [F6]The shares are held by ICONIQ Strategic Partners V-B, L.P. ("ICONIQ V-B").
- [F7]ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V.
- [F8]Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- [F9]The shares are held by Griffith.
Documents
Issuer
Snowflake Inc.
CIK 0001640147
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001678064
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:35 PM ET
- Size
- 26.5 KB