Epstein David M. 4
4 · Black Diamond Therapeutics, Inc. · Filed Jan 6, 2021
Insider Transaction Report
Form 4
Epstein David M.
DirectorSee Remarks
Transactions
- Exercise/Conversion
Common Stock
2021-01-04$6.42/sh+3,000$19,260→ 708,423 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-01-04−3,000→ 230,116 totalExercise: $6.42Exp: 2029-08-13→ Common Stock (3,000 underlying) - Sale
Common Stock
2021-01-04$31.80/sh−2,015$64,075→ 696,423 total - Sale
Common Stock
2021-01-04$30.99/sh−9,985$309,430→ 698,438 total
Holdings
- 23,090(indirect: See footnote)
Common Stock
- 16,579(indirect: See footnote)
Common Stock
- 16,579(indirect: See footnote)
Common Stock
- 104,449(indirect: See footnote)
Common Stock
- 104,449(indirect: See footnote)
Common Stock
Footnotes (9)
- [F1]Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.55 to $31.48 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.55 to $32.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F4]Shares held by wife.
- [F5]Shares held by David M. Epstein 2019 Trust For Elle. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Elle and may be deemed to beneficially own these securities.
- [F6]Shares held by David M. Epstein 2019 Trust For Zoe. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Zoe and may be deemed to beneficially own these securities.
- [F7]Shares held by David M. Epstein 2019 Trust For Robert. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Robert and may be deemed to beneficially own these securities.
- [F8]Shares held by David M. Epstein 2019 Trust For Shelley. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Shelley and may be deemed to beneficially own these securities.
- [F9]25% of the shares subject to this option vested and became exercisable on August 14, 2020, with the remainder vesting in 36 equal monthly installments thereafter.