Silver Lake (Offshore) AIV GP III, Ltd. 4
4 · SMART Global Holdings, Inc. · Filed Jan 8, 2021
Insider Transaction Report
Form 4
Transactions
- Sale
Ordinary Shares
2021-01-07$40.30/sh−3,537$142,541→ 29,540 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.) - Sale
Ordinary Shares
2021-01-07$40.30/sh−362,256$14,598,917→ 2,360,179 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.) - Sale
Ordinary Shares
2021-01-07$40.30/sh−326,030$13,139,009→ 2,722,435 total(indirect: Held through Silver Lake Sumeru Fund Cayman, L.P.) - Sale
Ordinary Shares
2021-01-07$40.30/sh−656,463$26,455,459→ 5,481,631 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P.) - Sale
Ordinary Shares
2021-01-07$40.30/sh−3,930$158,379→ 25,610 total(indirect: Held through Silver Lake Technology Investors III Cayman, L.P.) - Sale
Ordinary Shares
2021-01-07$40.30/sh−4,411$177,763→ 28,738 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.) - Sale
Ordinary Shares
2021-01-07$40.30/sh−729,403$29,394,941→ 4,752,228 total(indirect: Held through Silver Lake Partners III Cayman (AIV III), L.P.) - Sale
Ordinary Shares
2021-01-07$40.30/sh−3,970$159,991→ 33,149 total(indirect: Held through Silver Lake Technology Investors Sumeru Cayman, L.P.)
Footnotes (8)
- [F1]These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").
- [F2]These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").
- [F3]Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.
- [F4]These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").
- [F5]These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").
- [F6]Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").
- [F7]Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.
- [F8]This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.