4//SEC Filing
MCKEARN JOHN P 4
Accession 0000899243-21-001190
CIK 0001564824other
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 6:08 PM ET
Size
10.5 KB
Accession
0000899243-21-001190
Insider Transaction Report
Form 4
Allakos Inc.ALLK
MCKEARN JOHN P
Director10% Owner
Transactions
- Other
Common Stock
2021-01-04−862,574→ 4,935,426 total(indirect: See footnote) - Other
Common Stock
2021-01-04+623→ 623 total(indirect: By Trust)
Footnotes (5)
- [F1]Reflects a distribution of shares in kind, without consideration, by RiverVest Venture Fund II, L.P ("RiverVest II"), RiverVest Venture Fund II (Ohio), L.P. ("RiverVest (Ohio) II"), RiverVest Venture Fund III, L.P ("RiverVest III"), RiverVest Venture Fund III (Ohio), L.P. ("RiverVest (Ohio) III"), 3x5 RiverVest Fund II, L.P. ("3x5 II"), and 3x5 RiverVest Fund II-B, L.P. ("3x5 II-B") to each fund's respective limited partners and general partners.
- [F2]Consists of (i) shares held of record by RiverVest II, (ii) shares held of record by RiverVest (Ohio) II, (iii) shares held of record by RiverVest III, (iv) shares held of record by RiverVest (Ohio) III, (v) shares held of record by 3x5 II, and (vi) shares held of record by 3x5 II-B. The shares held by RiverVest II are indirectly held by RiverVest Venture Partners II, L.P. ("RiverVest Partners II"), which is the general partner of RiverVest II. The shares held by RiverVest (Ohio) II are indirectly held by RiverVest Venture Partners II (Ohio), LLC ("RiverVest Partners (Ohio) II"), which is the general partner of RiverVest (Ohio) II.
- [F3](Continued from footnote 2) RiverVest Partners II is the sole member of RiverVest Partners (Ohio) II. RiverVest Venture Partners II, LLC is the general partner of RiverVest Partners II. The Reporting Person is an Authorized Person of RiverVest Venture Partners II, LLC and may be deemed to share dispositive voting and investment power with respect to the shares held by RiverVest II and RiverVest (Ohio) II. The shares held by RiverVest III are indirectly held by RiverVest Venture Partners III, L.P. ("RiverVest Partners III"), which is the general partner of RiverVest III. The shares held by RiverVest (Ohio) III are indirectly held by RiverVest Venture Partners III (Ohio), LLC ("RiverVest Partners (Ohio) III"), which is the general partner of RiverVest (Ohio) III. RiverVest Partners III is the sole member of RiverVest Partners (Ohio) III. RiverVest Venture Partners III, LLC is the general partner of RiverVest Partners III.
- [F4](Continued from footnote 3) The Reporting Person is a Manager of RiverVest Venture Partners III, LLC and may be deemed to share dispositive voting and investment power with respect to the shares held by RiverVest III and RiverVest (Ohio) III. The shares held by 3x5 II and 3x5 II-B are indirectly held by 3x5 RiverVest Partners II, LLC ("3x5 Partners II"), which is the general partner of 3x5 II and 3x5 II-B. RiverVest 3x5 Managers II, L.P. ("3x5 Managers II"), is a Member of 3x5 Partners II. RiverVest 3x5 Managers II, LLC is the general partner of 3x5 Managers II. The Reporting Person is a Member of RiverVest 3x5 Managers II, LLC and may be deemed to share dispositive voting and investment power with respect to the shares held by 3x5 II and 3x5 II-B. The Reporting Person disclaims beneficial ownership of all shares held by RiverVest II, RiverVest (Ohio) II, RiverVest III, RiverVest (Ohio) III, 3x5 II and 3x5 II-B except to the extent of his pecuniary interests therein.
- [F5]The 4,935,426 shares consists of (i) 694,669 shares held of record by RiverVest II, (ii) 188,685 shares held of record by RiverVest (Ohio) II, (iii) 12,877 shares held of record by RiverVest Partners II (which were acquired as part of the distributions listed in footnote 1 above), (iv) 2,341,594 shares held of record by RiverVest III, (v) 124,275 shares held of record by RiverVest (Ohio) III, (vi) 32,852 shares held of record by RiverVest Partners III (which were acquired as part of the distributions listed in footnote 1 above), (vii) 1,483,103 shares held of record by 3x5 II, (viii) 55,606 shares held of record by 3x5 II-B and (ix) 1,765 shares held of record by RiverVest 3x5 Managers (which were acquired as part of the distributions listed in footnote 1 above).
Documents
Issuer
Allakos Inc.
CIK 0001564824
Entity typeother
Related Parties
1- filerCIK 0001240120
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 6:08 PM ET
- Size
- 10.5 KB