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ICONIQ Strategic Partners III, L.P. 4

Accession 0000899243-21-001312

CIK 0001640147other

View on SEC.gov Company Profile

Filed

Jan 10, 7:00 PM ET

Accepted

Jan 11, 4:30 PM ET

Size

35.6 KB

Accession

0000899243-21-001312

Insider Transaction Report

Form 4

Period: 2021-01-07

Snowflake Inc.SNOW

ICONIQ Strategic Partners III-B, L.P.

10% Owner

Transactions

Other
Class A Common Stock
2020-01-07+14,781→ 14,788 total(indirect: By William J.G. Griffith)
Other
Class A Common Stock
2021-01-07−527,216→ 2,633,327 total
Other
Class A Common Stock
2020-01-07+4,665→ 4,665 total(indirect: By Matthew Jacobson)
Other
Class A Common Stock
2021-01-07−279,447→ 1,395,774 total(indirect: By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF)
Other
Class A Common Stock
2020-01-07+14,774→ 14,774 total(indirect: By Divesh Makan)
Other
Class A Common Stock
2021-01-07−563,337→ 2,813,743 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)

Holdings

Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV, L.P.)
163,788
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V-B, L.P.)
127,339
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV-B, L.P.)
271,378
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V, L.P.)
82,661

Makan Divesh

10% Owner

Transactions

Other
Class A Common Stock
2021-01-07−527,216→ 2,633,327 total
Other
Class A Common Stock
2021-01-07−563,337→ 2,813,743 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
Other
Class A Common Stock
2021-01-07−279,447→ 1,395,774 total(indirect: By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF)
Other
Class A Common Stock
2020-01-07+14,774→ 14,774 total(indirect: By Divesh Makan)
Other
Class A Common Stock
2020-01-07+4,665→ 4,665 total(indirect: By Matthew Jacobson)
Other
Class A Common Stock
2020-01-07+14,781→ 14,788 total(indirect: By William J.G. Griffith)

Holdings

Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV, L.P.)
163,788
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V-B, L.P.)
127,339
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV-B, L.P.)
271,378
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V, L.P.)
82,661

ICONIQ Strategic Partners III, L.P.

10% Owner

Transactions

Other
Class A Common Stock
2020-01-07+14,774→ 14,774 total(indirect: By Divesh Makan)
Other
Class A Common Stock
2020-01-07+4,665→ 4,665 total(indirect: By Matthew Jacobson)
Other
Class A Common Stock
2021-01-07−527,216→ 2,633,327 total
Other
Class A Common Stock
2021-01-07−279,447→ 1,395,774 total(indirect: By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF)
Other
Class A Common Stock
2021-01-07−563,337→ 2,813,743 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
Other
Class A Common Stock
2020-01-07+14,781→ 14,788 total(indirect: By William J.G. Griffith)

Holdings

Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV, L.P.)
163,788
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V, L.P.)
82,661
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V-B, L.P.)
127,339
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV-B, L.P.)
271,378

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF)

10% Owner

Transactions

Other
Class A Common Stock
2021-01-07−563,337→ 2,813,743 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
Other
Class A Common Stock
2020-01-07+14,774→ 14,774 total(indirect: By Divesh Makan)
Other
Class A Common Stock
2021-01-07−279,447→ 1,395,774 total(indirect: By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF)
Other
Class A Common Stock
2021-01-07−527,216→ 2,633,327 total
Other
Class A Common Stock
2020-01-07+14,781→ 14,788 total(indirect: By William J.G. Griffith)
Other
Class A Common Stock
2020-01-07+4,665→ 4,665 total(indirect: By Matthew Jacobson)

Holdings

Class A Common Stock
(indirect: By ICONIQ Strategic Partners V, L.P.)
82,661
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V-B, L.P.)
127,339
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV-B, L.P.)
271,378
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV, L.P.)
163,788

ICONIQ Strategic Partners III GP, L.P.

10% Owner

Transactions

Other
Class A Common Stock
2021-01-07−527,216→ 2,633,327 total
Other
Class A Common Stock
2020-01-07+14,774→ 14,774 total(indirect: By Divesh Makan)
Other
Class A Common Stock
2021-01-07−563,337→ 2,813,743 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
Other
Class A Common Stock
2021-01-07−279,447→ 1,395,774 total(indirect: By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF)
Other
Class A Common Stock
2020-01-07+4,665→ 4,665 total(indirect: By Matthew Jacobson)
Other
Class A Common Stock
2020-01-07+14,781→ 14,788 total(indirect: By William J.G. Griffith)

Holdings

Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV, L.P.)
163,788
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV-B, L.P.)
271,378
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V, L.P.)
82,661
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V-B, L.P.)
127,339

ICONIQ Strategic Partners III TT GP, Ltd.

10% Owner

Transactions

Other
Class A Common Stock
2021-01-07−527,216→ 2,633,327 total
Other
Class A Common Stock
2021-01-07−279,447→ 1,395,774 total(indirect: By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF)
Other
Class A Common Stock
2020-01-07+14,781→ 14,788 total(indirect: By William J.G. Griffith)
Other
Class A Common Stock
2021-01-07−563,337→ 2,813,743 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
Other
Class A Common Stock
2020-01-07+14,774→ 14,774 total(indirect: By Divesh Makan)
Other
Class A Common Stock
2020-01-07+4,665→ 4,665 total(indirect: By Matthew Jacobson)

Holdings

Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV, L.P.)
163,788
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V, L.P.)
82,661
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV-B, L.P.)
271,378
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V-B, L.P.)
127,339

Griffith William J.G.

10% Owner

Transactions

Other
Class A Common Stock
2021-01-07−563,337→ 2,813,743 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)
Other
Class A Common Stock
2021-01-07−279,447→ 1,395,774 total(indirect: By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF)
Other
Class A Common Stock
2020-01-07+14,781→ 14,788 total(indirect: By William J.G. Griffith)
Other
Class A Common Stock
2021-01-07−527,216→ 2,633,327 total
Other
Class A Common Stock
2020-01-07+14,774→ 14,774 total(indirect: By Divesh Makan)
Other
Class A Common Stock
2020-01-07+4,665→ 4,665 total(indirect: By Matthew Jacobson)

Holdings

Class A Common Stock
(indirect: By ICONIQ Strategic Partners V, L.P.)
82,661
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV, L.P.)
163,788
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV-B, L.P.)
271,378
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V-B, L.P.)
127,339

Jacobson Matthew

10% Owner

Transactions

Other
Class A Common Stock
2021-01-07−279,447→ 1,395,774 total(indirect: By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF)
Other
Class A Common Stock
2020-01-07+14,774→ 14,774 total(indirect: By Divesh Makan)
Other
Class A Common Stock
2020-01-07+14,781→ 14,788 total(indirect: By William J.G. Griffith)
Other
Class A Common Stock
2020-01-07+4,665→ 4,665 total(indirect: By Matthew Jacobson)
Other
Class A Common Stock
2021-01-07−527,216→ 2,633,327 total
Other
Class A Common Stock
2021-01-07−563,337→ 2,813,743 total(indirect: By ICONIQ Strategic Partners III-B, L.P.)

Holdings

Class A Common Stock
(indirect: By ICONIQ Strategic Partners V, L.P.)
82,661
Class A Common Stock
(indirect: By ICONIQ Strategic Partners V-B, L.P.)
127,339
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV, L.P.)
163,788
Class A Common Stock
(indirect: By ICONIQ Strategic Partners IV-B, L.P.)
271,378

Footnotes (16)

[F1]On January 7, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") distributed, for no consideration, in the aggregate 527,216 shares of the Issuer's Class A Common Stock (the "ICONIQ III Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III Shares it received in the distribution by ICONIQ III to its partners, representing each such partner's pro rata interest in such ICONIQ III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
[F10]These shares are held directly by Makan. Includes ICONIQ III Shares, ICONIQ III-B Shares and ICONIQ SF Shares received in the distributions described in footnotes (1), (3) and (5) above.
[F11]These shares are held directly by Griffith. Includes ICONIQ III Shares, ICONIQ III-B Shares and ICONIQ SF Shares received in the distributions described in footnotes (1), (3) and (5) above.
[F12]These shares are held directly by Jacobson. Includes ICONIQ III Shares, ICONIQ III-B Shares and ICONIQ SF Shares received in the distributions described in footnotes (1), (3) and (5) above.
[F13]The shares are held by ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV").
[F14]The shares are held by ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B").
[F15]The shares are held by ICONIQ Strategic Partners V, L.P. ("ICONIQ V").
[F16]The shares are held by ICONIQ Strategic Partners V-B, L.P. ("ICONIQ V-B").
[F2]The shares are held by ICONIQ III.
[F3]On January 7, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") distributed, for no consideration, in the aggregate 563,337 shares of the Issuer's Class A Common Stock (the "ICONIQ III-B Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III-B Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III-B Shares it received in the distribution by ICONIQ III-B to its partners, representing each such partner's pro rata interest in such ICONIQ III-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
[F4]The shares are held by ICONIQ III-B.
[F5]On January 7, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") distributed, for no consideration, in the aggregate 279,447 shares of the Issuer's Class A Common Stock (the "ICONIQ SF Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ SF Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ SF Shares it received in the distribution by ICONIQ SF to its partners, representing each such partner's pro rata interest in such ICONIQ SF Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
[F6]The shares are held by ICONIQ SF.
[F7]ICONIQ Strategic Partners GP III, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ III GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole
[F8](Continued from footnote 7), holders and directors of ICONIQ Parent GP V.
[F9]Each of ICONIQ III GP, ICONIQ Parent GP III, ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Snowflake Inc.

CIK 0001640147

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001678064

Filing Metadata

Form type: 4
Filed: Jan 10, 7:00 PM ET
Accepted: Jan 11, 4:30 PM ET
Size: 35.6 KB

View on SEC.gov