4//SEC Filing
Independence Resources Holdings, LLC 4
Accession 0000899243-21-001428
CIK 0000010254other
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 9:42 PM ET
Size
9.8 KB
Accession
0000899243-21-001428
Insider Transaction Report
Form 4
Independence Resources Holdings, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2021-01-07−13,358,338→ 0 total(indirect: See footnotes) - Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes)
Footnotes (5)
- [F1]The shares reported herein are held of record by Independence Resources Holdings, LLC ("IRH LLC"). Warburg Pincus Private Equity (E&P) XI - A, L.P. ("WP E&P XI A"), Warburg Pincus XI (E&P) Partners - A, L.P. ("WP XI E&P Partners A"), WP IRH Holdings, L.P. ("WP IRH Holdings"), Warburg Pincus XI (E&P) Partners-B IRH, LLC ("WP XI E&P Partners B IRH"), WP Energy IRH Holdings, L.P. ("WPE IRH Holdings"), WP Energy Partners IRH Holdings, L.P. ("WPE Partners IRH Holdings"), Warburg Pincus Energy (E&P) Partners-B IRH, LLC ("WPE E&P Partners B IRH"), Warburg Pincus Energy (E&P) Partners-A, L.P. ("WPE E&P Partners A") and Warburg Pincus Energy (E&P)-A, L.P. ("WPE E&P A") collectively hold a majority of the membership interests in IRH LLC.
- [F2]Warburg Pincus XI (E&P) Partners - B, L.P. ("WP XI E&P Partners B") is the general partner of WP XI E&P Partners B IRH. Warburg Pincus (E&P) XI, L.P. ("WP XI E&P GP") is the general partner of WP E&P XI A, WP XI E&P Partners A, WP IRH Holdings, and WP XI E&P Partners B. Warburg Pincus (E&P) XI LLC ("WP XI E&P GP LLC") is the general partner of WP XI E&P GP. Warburg Pincus Partners (E&P) XI LLC ("WPP E&P XI") is the managing member of WP XI E&P GP LLC.
- [F3]Warburg Pincus Energy (E&P) Partners-B, L.P. ("WPE E&P Partners B") is the general partner of WPE E&P Partners B IRH. Warburg Pincus (E&P) Energy GP, L.P. ("WPE E&P GP") is the general partner of WPE IRH Holdings, WPE Partners IRH Holdings, WPE E&P Partners B, WPE E&P Partners A, and WPE E&P A. Warburg Pincus (E&P) Energy LLC ("WPE E&P GP LLC") is the general partner of WPE E&P GP.
- [F4]Warburg Pincus Partners II (US), L.P. ("WPP II US") is the managing member of WPP E&P XI and WPE E&P GP LLC. Warburg Pincus & Company US, LLC ("WP & Co. US LLC") is the general partner of WPP II US. Warburg Pincus LLC ("WP LLC") is a registered investment adviser, and the manager of WP E&P XI A, WP XI E&P Partners A, WPE E&P Partners A, and WPE E&P A.
- [F5]Immediately following the acquisition of shares of Class A Common Stock reported herein, IRH LLC disposed of all of its shares of Class A Common Stock in a pro-rata distribution in-kind to its members for no consideration.
Documents
Issuer
EARTHSTONE ENERGY INC
CIK 0000010254
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001628532
Filing Metadata
- Form type
- 4
- Filed
- Jan 10, 7:00 PM ET
- Accepted
- Jan 11, 9:42 PM ET
- Size
- 9.8 KB