Home/Filings/4/0000899243-21-001519
4//SEC Filing

Sheffield Bryan 4

Accession 0000899243-21-001519

CIK 0001594466other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 5:29 PM ET

Size

29.5 KB

Accession

0000899243-21-001519

Insider Transaction Report

Form 4
Period: 2021-01-12
Sheffield Bryan
DirectorDirector, President and CEO10% Owner
Transactions
  • Disposition to Issuer

    Class A common stock

    2021-01-12948,0430 total(indirect: By Trust)
  • Disposition to Issuer

    Class B common stock

    2021-01-12998,4060 total(indirect: By Trust)
  • Disposition to Issuer

    Class B common stock

    2021-01-12313,5790 total(indirect: By Trust)
  • Disposition to Issuer

    Parsley Energy, LLC Membership Unit

    2021-01-12998,4060 total(indirect: By Trust)
    Exercise: $0.00Class A common stock (998,406 underlying)
  • Disposition to Issuer

    Class A common stock

    2021-01-12352,5210 total(indirect: By Spouse)
  • Disposition to Issuer

    Class B common stock

    2021-01-12371,2490 total(indirect: By Spouse)
  • Disposition to Issuer

    Parsley Energy, LLC Membership Unit

    2021-01-12371,2490 total(indirect: By Spouse)
    Exercise: $0.00Class A common stock (371,249 underlying)
  • Disposition to Issuer

    Parsley Energy, LLC Membership Unit

    2021-01-12313,5790 total(indirect: By Trust)
    Exercise: $0.00Class A common stock (313,579 underlying)
  • Disposition to Issuer

    Class A common stock

    2021-01-128,460,0800 total
  • Disposition to Issuer

    Class B common stock

    2021-01-1219,515,5170 total
  • Disposition to Issuer

    Parsley Energy, LLC Membership Unit

    2021-01-1219,515,5170 total
    Exercise: $0.00Class A common stock (19,515,517 underlying)
  • Disposition to Issuer

    Class A common stock

    2021-01-12297,7610 total(indirect: By Trust)
Footnotes (6)
  • [F1]On January 12, 2021, pursuant to the Agreement and Plan of Merger dated as of October 20, 2020 (as amended, the "merger agreement"), (i) a direct wholly owned subsidiary of Pioneer Natural Resources Company ("Pioneer") merged with and into Parsley Energy, Inc. ("Parsley"), with Parsley surviving the merger as a direct wholly owned subsidiary of Pioneer (the "first merger" and the surviving entity, the "surviving corporation"); (ii) simultaneously with the first merger, another direct wholly owned subsidiary of Pioneer merged with and into Parsley Energy, LLC, a majority-owned subsidiary of Parsley ("Parsley LLC"), with Parsley LLC surviving the merger as a direct and indirect wholly owned subsidiary of Pioneer (the "Opco merger");
  • [F2](cont'd from Footnote 1) and (iii) immediately following the first merger and the Opco merger, the surviving corporation merged with and into a third direct wholly owned subsidiary of Pioneer ("Merger Sub LLC"), with Merger Sub LLC surviving the merger as a direct wholly owned subsidiary of Pioneer (together with the first merger and the Opco merger, the "mergers"). Pursuant to the merger agreement, (i) each eligible share of Class A common stock issued and outstanding immediately prior to the effective time of the first merger was converted into the right to receive 0.1252 shares of Pioneer common stock; (ii) each unit representing membership interests in Parsley LLC was converted into the right to receive 0.1252 shares of Pioneer common stock; and (iii) each corresponding share of Class B common stock was automatically cancelled for no additional consideration. On January 11, 2021 (the day prior to the mergers), the closing price of one share of Pioneer common stock was $131.42.
  • [F3]Mr. Sheffield serves as the investment trustee of the Bryan S. Sheffield Spousal Lifetime Access Trust, and Mr. Sheffield and his children are beneficiaries of the Bryan S. Sheffield Spousal Lifetime Access Trust.
  • [F4]Mr. Sheffield's spouse serves as the investment trustee of the Sharoll M. Sheffield 2012 Irrevocable Trust, and Mr. Sheffield's spouse and children are beneficiaries of the Sharoll M. Sheffield 2012 Irrevocable Trust.
  • [F5]Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.
  • [F6]Prior to the consummation of the mergers and subject to the terms of the Fourth Amended and Restated Limited Liability Company Agreement of Parsley LLC, dated July 22, 2019, by and among Parsley LLC and the members thereof, the membership units of Parsley LLC (together with a corresponding number of shares of Class B common stock) were exchangeable from time to time for Class A common stock at an exchange ratio of one share of Class A common stock for each membership unit of Parsley LLC (and the corresponding share of Class B common stock).

Issuer

Pioneer PE Holding LLC

CIK 0001594466

Entity typeother

Related Parties

1
  • filerCIK 0001606914

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 5:29 PM ET
Size
29.5 KB