4//SEC Filing
Warburg Pincus Private Equity (E&P) XI-A, L.P. 4
Accession 0000899243-21-001566
CIK 0000010254other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 8:14 PM ET
Size
24.1 KB
Accession
0000899243-21-001566
Insider Transaction Report
Form 4
Transactions
- Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes) - Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes)
Transactions
- Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes) - Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes)
Transactions
- Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes) - Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes)
WARBURG PINCUS (E&P) XI LLC
10% Owner
Transactions
- Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes) - Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes)
WARBURG PINCUS PARTNERS (E&P) XI LLC
10% Owner
Transactions
- Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes) - Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes)
WARBURG PINCUS LLC
10% Owner
Transactions
- Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes) - Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes)
WARBURG PINCUS (E&P) XI, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes) - Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes)
WP IRH Holdings, L.P.
10% Owner
Transactions
- Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes) - Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes)
Transactions
- Other
Class A Common Stock
2021-01-07−120,228→ 13,238,110 total(indirect: See footnotes) - Purchase
Class A Common Stock
2021-01-07$3.99/sh+638,744$2,548,589→ 13,358,338 total(indirect: See footnotes)
Footnotes (5)
- [F1]Following the transactions reported herein, includes: 2,123,393 shares held of record by Warburg Pincus Private Equity (E&P) XI - A, L.P. ("WP E&P XI A"), 163,270 shares held of record by Warburg Pincus XI (E&P) Partners - A, L.P. ("WP XI E&P Partners A"), 2,068,675 shares held of record by WP IRH Holdings, L.P. ("WP IRH Holdings"), 57,365 shares held of record by Warburg Pincus XI (E&P) Partners-B IRH, LLC ("WP XI E&P Partners B IRH"), 3,179,794 shares held of record by WP Energy IRH Holdings, L.P. ("WPE IRH Holdings"), 260,350 shares held of record by WP Energy Partners IRH Holdings, L.P. ("WPE Partners IRH Holdings"), 101,492 shares held of record by Warburg Pincus Energy (E&P) Partners-B IRH, LLC ("WPE E&P Partners B IRH"), 300,946 shares held of record by Warburg Pincus Energy (E&P) Partners-A, L.P. ("WPE E&P Partners A") and 4,982,825 shares held of record by Warburg Pincus Energy (E&P)-A, L.P. ("WPE E&P A").
- [F2]Warburg Pincus XI (E&P) Partners - B, L.P. ("WP XI E&P Partners B") is the general partner of WP XI E&P Partners B IRH. Warburg Pincus (E&P) XI, L.P. ("WP XI E&P GP") is the general partner of WP E&P XI A, WP XI E&P Partners A, WP IRH Holdings, and WP XI E&P Partners B. Warburg Pincus (E&P) XI LLC ("WP XI E&P GP LLC") is the general partner of WP XI E&P GP. Warburg Pincus Partners (E&P) XI LLC ("WPP E&P XI") is the managing member of WP XI E&P GP LLC.
- [F3]Warburg Pincus Energy (E&P) Partners-B, L.P. ("WPE E&P Partners B") is the general partner of WPE E&P Partners B IRH. Warburg Pincus (E&P) Energy GP, L.P. ("WPE E&P GP") is the general partner of WPE IRH Holdings, WPE Partners IRH Holdings, WPE E&P Partners B, WPE E&P Partners A, and WPE E&P A. Warburg Pincus (E&P) Energy LLC ("WPE E&P GP LLC") is the general partner of WPE E&P GP.
- [F4]Warburg Pincus Partners II (US), L.P. ("WPP II US") is the managing member of WPP E&P XI and WPE E&P GP LLC. Warburg Pincus & Company US, LLC ("WP & Co. US LLC") is the general partner of WPP II US. Warburg Pincus LLC ("WP LLC") is a registered investment adviser, and the manager of WP E&P XI A, WP XI E&P Partners A, WPE E&P Partners A, and WPE E&P A.
- [F5]Immediately following the acquisition of shares of Class A Common Stock reported herein, Independence Resources Holdings, LLC disposed of all of its shares of Class A Common Stock in a pro-rata distribution in-kind to its members for no consideration.
Documents
Issuer
EARTHSTONE ENERGY INC
CIK 0000010254
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001774131
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 8:14 PM ET
- Size
- 24.1 KB