4//SEC Filing
SunTx Capital Management Corp. 4
Accession 0000899243-21-002369
CIK 0001718227other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 4:58 PM ET
Size
29.2 KB
Accession
0000899243-21-002369
Insider Transaction Report
Form 4
Fleming Ned N III
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.)
Holdings
- 38,192
Class A Common Stock
- 4,000(indirect: By Spouse)
Class A Common Stock
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 114,575
Class A Common Stock
- 39,192
Class A Common Stock
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
Jennings Craig
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.)
Holdings
- 39,192
Class A Common Stock
- 38,192
Class A Common Stock
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 114,575
Class A Common Stock
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
- 4,000(indirect: By Spouse)
Class A Common Stock
SunTx Fulcrum Fund Prime, L.P.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.)
Holdings
- 4,000(indirect: By Spouse)
Class A Common Stock
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
- 38,192
Class A Common Stock
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 114,575
Class A Common Stock
- 39,192
Class A Common Stock
SunTX CPI Expansion Fund GP, L.P.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.)
Holdings
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 39,192
Class A Common Stock
- 114,575
Class A Common Stock
- 38,192
Class A Common Stock
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 4,000(indirect: By Spouse)
Class A Common Stock
SUNTX CAPITAL PARTNERS L P
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.)
Holdings
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 114,575
Class A Common Stock
- 4,000(indirect: By Spouse)
Class A Common Stock
- 38,192
Class A Common Stock
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 39,192
Class A Common Stock
SunTx CPI Expansion Fund LP
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.)
Holdings
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 38,192
Class A Common Stock
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
- 4,000(indirect: By Spouse)
Class A Common Stock
- 39,192
Class A Common Stock
- 114,575
Class A Common Stock
SunTx Capital Management Corp.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.)
Holdings
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 114,575
Class A Common Stock
- 4,000(indirect: By Spouse)
Class A Common Stock
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
- 38,192
Class A Common Stock
- 39,192
Class A Common Stock
SunTx Fulcrum Dutch Investors Prime, L.P.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.)
Holdings
- 38,192
Class A Common Stock
- 39,192
Class A Common Stock
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 4,000(indirect: By Spouse)
Class A Common Stock
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 114,575
Class A Common Stock
Matteson Mark R
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-01-14$32.25/sh−415,971$13,415,065→ 393,296 total(indirect: By SunTx Fulcrum Dutch Investors Prime, L.P.) - Sale
Class A Common Stock
2021-01-14$32.35/sh−764,029$24,716,338→ 722,373 total(indirect: By SunTx Fulcrum Fund Prime, L.P.)
Holdings
- 1,031,379(indirect: By SunTx CPI Expansion Fund, L.P.)
Class A Common Stock
- 234,247(indirect: By SunTx Capital Partners II Dutch Investors, LP)
Class A Common Stock
- 38,192
Class A Common Stock
- 39,192
Class A Common Stock
- 428,817(indirect: By SunTx Capital Partners II, LP)
Class A Common Stock
- 4,000(indirect: By Spouse)
Class A Common Stock
- 114,575
Class A Common Stock
Footnotes (13)
- [F1]These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").
- [F10]Includes 12,731 restricted shares of Class A Common Stock of the Issuer granted to Mark R. Matteson under the Construction Partners, Inc. 2018 Equity Incentive that will vest on January 1, 2022.
- [F11]Securities held directly by Ned N. Fleming, III.
- [F12]Securities held directly by Craig Jennings.
- [F13]Securities held directly by Mark R. Matteson.
- [F2]These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.
- [F3]These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").
- [F4]The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F5]These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP").
- [F6]These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP," and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP.
- [F7]The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F8]Includes 38,192 restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of the Issuer granted to Ned N. Fleming, III under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest on January 1, 2022.
- [F9]Includes 12,731 restricted shares of Class A Common Stock of the Issuer granted to Craig Jennings under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest on January 1, 2022.
Documents
Issuer
Construction Partners, Inc.
CIK 0001718227
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001739424
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 4:58 PM ET
- Size
- 29.2 KB