Home/Filings/4/0000899243-21-002853
4//SEC Filing

Hicks Terry 4

Accession 0000899243-21-002853

CIK 0001783317other

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 9:30 PM ET

Size

24.3 KB

Accession

0000899243-21-002853

Insider Transaction Report

Form 4
Period: 2021-01-19
Hicks Terry
See Remarks
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2021-01-192,05914,437 total
    Class A Common Stock (2,059 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-01-195,84864,328 total
    Class A Common Stock (5,848 underlying)
  • Award

    Restricted Stock Units

    2021-01-20+150,000150,000 total
    Class A Common Stock (150,000 underlying)
  • Award

    Restricted Stock Units

    2021-01-20+9,5409,540 total
    Class A Common Stock (9,540 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2021-01-19+17,77217,772 total
  • Tax Payment

    Class A Common Stock

    2021-01-19$18.51/sh6,514$120,57411,258 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-01-199,86569,079 total
    Class A Common Stock (9,865 underlying)
  • Award

    Restricted Stock Units

    2021-01-20+31,36431,364 total
    Class A Common Stock (31,364 underlying)
  • Award

    Management Incentive Units

    2021-01-20+794,916794,916 total
    Exercise: $6.02Class A Common Stock (794,916 underlying)
Footnotes (9)
  • [F1]Reflects shares of the Issuer's Class A common stock received upon vesting of an equal number of restricted stock units ("RSUs").
  • [F2]Reflects withholding of shares of the Issuer's Class A common stock upon vesting of RSUs to satisfy the Reporting Person's tax withholding obligation, based on the last reported sale price of the Issuer's Class A common stock on January 15, 2021.
  • [F3]Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
  • [F4]The remaining RSUs vest in seven equal quarterly installments beginning on March 31, 2021.
  • [F5]The remaining RSUs vest in seven equal quarterly installments beginning on March 31, 2021.
  • [F6]The remaining RSUs vest in eleven equal quarterly installments beginning on March 31, 2021.
  • [F7]On January 20, 2021, the Issuer amended the terms of previously granted performance-based RSUs. As amended, these RSUs vest (i) in full upon the satisfaction of certain performance criteria related returns achieved by certain of the Issuer's stockholders (inclusive of dividends) or (ii) if such performance criteria have not been satisfied prior thereto, in three equal annual installments beginning on October 21, 2021.
  • [F8]Reflects Management Incentive Units of Foundation Technology Worldwide LLC ("MIUs") which are profits interests that are economically similar to stock-settled stock options. Vested MIUs are exchangeable, at the holder's election, for a number of shares of Class A Common Stock equal in value to the "spread value" represented by the excess of the value of shares of Class A Common Stock at the time of exchange above the "return threshold" associated with the MIUs, multiplied by the number of MIUs being exchanged. The number reflected in Table II reflects the number of MIUs held by the Reporting Person. The MIUs do not have an expiration date.
  • [F9]On January 20, 2021, the Issuer amended the terms of previously granted performance-based MIUs. As amended, these MIUs vest (i) in full upon the satisfaction of certain performance criteria related returns achieved by certain of the Issuer's stockholders (inclusive of dividends) or (ii) if such performance criteria have not been satisfied prior thereto, in three equal annual installments beginning on October 21, 2021.

Issuer

McAfee Corp.

CIK 0001783317

Entity typeother

Related Parties

1
  • filerCIK 0001829061

Filing Metadata

Form type
4
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 9:30 PM ET
Size
24.3 KB