4//SEC Filing
Paladin Capital Management, LLC 4
Accession 0000899243-21-003990
CIK 0001770787other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 9:41 PM ET
Size
27.6 KB
Accession
0000899243-21-003990
Insider Transaction Report
Form 4
Paladin Cyber Holdings, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2020-03-16−619,306→ 8,055,861 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-21$74.48/sh−568$42,305→ 6,617,583 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-30$78.25/sh−1,000,000$78,250,000→ 5,617,583 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-17−1,527,241→ 6,618,151 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-02-20−8,675,167→ 0 total(indirect: See Footnotes)→ Class A Common Stock (8,675,167 underlying) - Conversion
Class A Common Stock
2020-02-20+8,675,167→ 8,675,167 total(indirect: See Footnotes)
Paladin Capital Group III, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2020-03-16−619,306→ 8,055,861 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-21$74.48/sh−568$42,305→ 6,617,583 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2020-02-20+8,675,167→ 8,675,167 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-17−1,527,241→ 6,618,151 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-02-20−8,675,167→ 0 total(indirect: See Footnotes)→ Class A Common Stock (8,675,167 underlying) - Sale
Class A Common Stock
2020-04-30$78.25/sh−1,000,000$78,250,000→ 5,617,583 total(indirect: See Footnotes)
Transactions
- Conversion
Class A Common Stock
2020-02-20+8,675,167→ 8,675,167 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-02-20−8,675,167→ 0 total(indirect: See Footnotes)→ Class A Common Stock (8,675,167 underlying) - Other
Class A Common Stock
2020-03-16−619,306→ 8,055,861 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-17−1,527,241→ 6,618,151 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-21$74.48/sh−568$42,305→ 6,617,583 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-30$78.25/sh−1,000,000$78,250,000→ 5,617,583 total(indirect: See Footnotes)
Transactions
- Conversion
Class A Common Stock
2020-02-20+8,675,167→ 8,675,167 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-21$74.48/sh−568$42,305→ 6,617,583 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-16−619,306→ 8,055,861 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-17−1,527,241→ 6,618,151 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-30$78.25/sh−1,000,000$78,250,000→ 5,617,583 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-02-20−8,675,167→ 0 total(indirect: See Footnotes)→ Class A Common Stock (8,675,167 underlying)
Paladin Capital Management, LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2020-02-20+8,675,167→ 8,675,167 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-16−619,306→ 8,055,861 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-17−1,527,241→ 6,618,151 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-21$74.48/sh−568$42,305→ 6,617,583 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-02-20−8,675,167→ 0 total(indirect: See Footnotes)→ Class A Common Stock (8,675,167 underlying) - Sale
Class A Common Stock
2020-04-30$78.25/sh−1,000,000$78,250,000→ 5,617,583 total(indirect: See Footnotes)
Paladin Holdings III, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2020-03-17−1,527,241→ 6,618,151 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-30$78.25/sh−1,000,000$78,250,000→ 5,617,583 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2020-02-20+8,675,167→ 8,675,167 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-21$74.48/sh−568$42,305→ 6,617,583 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-16−619,306→ 8,055,861 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-02-20−8,675,167→ 0 total(indirect: See Footnotes)→ Class A Common Stock (8,675,167 underlying)
Paladin Capital Cyber Group, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2020-03-17−1,527,241→ 6,618,151 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-30$78.25/sh−1,000,000$78,250,000→ 5,617,583 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2020-02-20+8,675,167→ 8,675,167 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-16−619,306→ 8,055,861 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-21$74.48/sh−568$42,305→ 6,617,583 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-02-20−8,675,167→ 0 total(indirect: See Footnotes)→ Class A Common Stock (8,675,167 underlying)
Steed Michael Robert
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-02-20−8,675,167→ 0 total(indirect: See Footnotes)→ Class A Common Stock (8,675,167 underlying) - Other
Class A Common Stock
2020-03-17−1,527,241→ 6,618,151 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-30$78.25/sh−1,000,000$78,250,000→ 5,617,583 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2020-02-20+8,675,167→ 8,675,167 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-03-16−619,306→ 8,055,861 total(indirect: See Footnotes) - Sale
Class A Common Stock
2020-04-21$74.48/sh−568$42,305→ 6,617,583 total(indirect: See Footnotes)
Footnotes (5)
- [F1]The Class B Common Stock is convertible at any time at the option of the holder into Class A Common Stock on a 1:1 basis. There is no expiration date for the Class B Common Stock.
- [F2]The Common Stock is held directly by Paladin III, LP, Paladin III (NY City), LP, Paladin III (Cayman Islands), LP, Paladin III (HR), LP, Paladin III (CA), LP, Paladin III Co-Investment, LLC ("Co-Investment") and Paladin International, LLC ("International"). Paladin III (Cayman Islands), LP is hereinafter referred to as the "Cayman Fund". Paladin III, LP, Paladin III (NY City), LP, Paladin III (HR), LP and Paladin III (CA), LP are hereinafter referred to as the "US Funds" and collectively with the Cayman Fund, Co-Investment and International, the "Paladin Shareholders". Each Paladin Shareholder beneficially owns less than 10% of the Common Stock.
- [F3]On March 16 and 17, 2020, Co-Investment and International distributed an aggregate of 2,146,547 shares of Class A Common Stock to their respective members on a pro rata basis for no consideration.
- [F4]The reported securities are held directly by the Paladin Shareholders. Paladin Capital Management, LLC ("Paladin Adviser") is the discretionary investment adviser to the US Funds, the Cayman Fund and International. Paladin Holdings III, L.P. ("Paladin GP") is the general partner of the US Funds and the managing member of Co-Investment. Paladin Holdings III (Cayman Islands), L.P. ("Paladin Cayman GP") is the general partner of the Cayman Fund. Paladin Cyber Holdings, L.P. ("Paladin Cyber") is the managing member of International. Paladin Capital Group III, LLC ("Capital III") is the general partner of Paladin GP, Paladin Homeland Security Corporation III, Ltd. ("Paladin III") is the general partner of Paladin Cayman GP, and Paladin Capital Cyber Group, LLC ("Cyber III") is the general partner of Paladin Cyber. Capital III, Paladin III and Cyber III are ultimately controlled by Michael Steed, who is also the Managing Partner of Paladin Adviser.
- [F5](Continued from Footnote 4) Each of Paladin Adviser, Paladin GP, Paladin Cayman GP, Paladin Cyber, Capital III, Paladin III, Cyber III, and Mr. Steed (collectively, the "Paladin Managers") may be deemed to have voting and dispositive power over the reported securities held of record by one or more of the Paladin Shareholders. Each of the Paladin Managers disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the reported securities.
Documents
Issuer
10x Genomics, Inc.
CIK 0001770787
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001788497
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 9:41 PM ET
- Size
- 27.6 KB