4//SEC Filing
Meyer James R 4
Accession 0000899243-21-004010
CIK 0001320854other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 9:54 PM ET
Size
18.0 KB
Accession
0000899243-21-004010
Insider Transaction Report
Form 4
Meyer James R
Director
Transactions
- Award
Employee Stock Option
2021-01-28+113,276→ 113,276 totalExercise: $3.81Exp: 2031-01-28→ Common stock (113,276 underlying) - Award
Common Stock
2021-01-28+65,617→ 297,172 total
Holdings
- 750,000
Employee Stock Option
Exercise: $2.38Exp: 2031-01-05→ Common stock (750,000 underlying) - 42,815
Employee Restricted Stock Units
Exercise: $0.00→ Common stock (42,815 underlying) - 332,005
Employee Stock Appreciation Right
Exercise: $1.66Exp: 2030-01-24→ Common stock (332,005 underlying) - 33,025
Employee Stock Option
Exercise: $16.66Exp: 2028-01-12→ Common stock (33,025 underlying) - 350,000
Employee Stock Option
Exercise: $16.44Exp: 2027-07-31→ Common stock (350,000 underlying) - 72,959
Employee Stock Option
Exercise: $7.41Exp: 2029-01-14→ Common stock (72,959 underlying)
Footnotes (11)
- [F1]Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 28, 2021 and will vest on January 28, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture).
- [F10]On January 12, 2018, the recipient was granted 33,025 options which are fully vested and currently exercisable.
- [F11]On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.
- [F2]The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
- [F3]Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan
- [F4]The options vest in three equal annual installments beginning on January 28, 2022.
- [F5]The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
- [F6]On January 5, 2021 the recipient was granted 750,000 cash-settled stock options. 34% of the cash-settled stock options will vest on the later of (i) the first anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; an additional 33% of the cash-settled stock options will vest on the later of (i) the second anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; and the final 33% of the cash-settled stock options will vest on the later of (i) the third anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share.
- [F7]On January 30, 2020, the recipient was granted 42,815 cash-settled restricted stock units which will vest on January 30, 2023.
- [F8]On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights. 112,882 cash-settled stock appreciation rights are fully vested and currently exercisable, 109,562 cash-settled stock appreciations rights will vest on January 24, 2022 and 109,561 cash-settled stock appreciation rights will vest on January 24, 2023.
- [F9]On January 14, 2019, the recipient was granted 72,959 options. 48,640 stock options are fully vested and currently exercisable and 24,319 stock options will vest on January 14, 2022.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeother
Related Parties
1- filerCIK 0001713182
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 9:54 PM ET
- Size
- 18.0 KB