4//SEC Filing
Tonn W Matthew 4
Accession 0000899243-21-004014
CIK 0001320854other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 9:56 PM ET
Size
11.7 KB
Accession
0000899243-21-004014
Insider Transaction Report
Form 4
Tonn W Matthew
Chief Commercial Officer
Transactions
- Award
Common Stock
2021-01-28+28,478→ 133,839 total - Award
Employee Stock Option
2021-01-28+49,162→ 49,162 totalExercise: $3.81Exp: 2031-01-28→ Common stock (49,162 underlying)
Holdings
- 144,090
Employee Stock Appreciation Right
Exercise: $1.66Exp: 2030-01-24→ Common stock (144,090 underlying) - 300,000
Employee Stock Option
Exercise: $2.38Exp: 2031-01-05→ Common stock (300,000 underlying)
Footnotes (7)
- [F1]Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 28, 2021 and will vest on January 28, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture).
- [F2]The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
- [F3]Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan
- [F4]The options vest in three equal annual installments beginning on January 28, 2022.
- [F5]The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
- [F6]On January 5, 2021 the recipient was granted 300,000 cash-settled stock options. 34% of the cash-settled stock options will vest on the later of (i) the first anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; an additional 33% of the cash-settled stock options will vest on the later of (i) the second anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; and the final 33% of the cash-settled stock options will vest on the later of (i) the third anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share.
- [F7]On January 24, 2020 the recipient was granted 144,090 cash-settled stock appreciation rights. 48,991 cash-settled stock appreciation rights are fully vested and currently exercisable, 47,550 cash-settled stock appreciations rights will vest on January 24, 2022 and 47,549 cash-settled stock appreciation rights will vest on January 24, 2023.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeother
Related Parties
1- filerCIK 0001789707
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 9:56 PM ET
- Size
- 11.7 KB