Decarbonization Plus Acquisition Sponsor II, LLC 3
3 · Decarbonization Plus Acquisition Corp II · Filed Feb 3, 2021
Insider Transaction Report
Form 3
Holdings
- (indirect: See footnotes)
Class B Common Stock, par value $0.0001 per share
→ Class A Common Stock, par value $0.0001 per share (9,662,500 underlying)
Footnotes (4)
- [F1]The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
- [F2]Includes 1,312,500 shares of Class B Common Stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering of common stock do not exercise their over-allotment option in full.
- [F3]Decarbonization Plus Acquisition Sponsor II LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the sole and managing member of Decarbonization Plus Acquisition Sponsor II LLC.
- [F4]Each of Riverstone Holdings LLC, Mr. Lesuchen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the common stock held directly by Decarbonization Plus Acquisition Sponsor II LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.