PLAVIN STEPHEN D 5
5 · BLACKSTONE MORTGAGE TRUST, INC. · Filed Feb 12, 2021
Insider Transaction Report
Form 5
Transactions
- Gift
Class A Common Stock
2020-12-31−92,117→ 93,047 total(indirect: See Footnote) - Gift
Class A Common Stock
2020-12-31+92,117→ 93,047 total(indirect: See Footnote)
Holdings
- 314,208
Class A Common Stock
Footnotes (3)
- [F1]For estate planning purposes, the Reporting Person gifted interests in the limited liability company described herein to a trust for the benefit of the Reporting Person's family, of which the Reporting Person's spouse is the trustee. No shares of Class A common stock of the Issuer ("Class A Common Stock") were transferred by this gift. The limited liability company continues to directly hold 93,047 shares of Class A Common Stock after the gift reported herein. The amount reported in Table I as being disposed of represents the indirect interest in Class A Stock gifted to the trust.
- [F2]Reflects 93,047 shares of Class A Common Stock previously held directly by the Reporting Person that were transferred to a limited liability company, of which the Reporting Person is the manager and was the sole member.
- [F3]Reflects securities held by a limited liability company, of which the Reporting Person is the manager.