Ament David J. 4

Accession 0000899243-21-006799

CIK 0001831631other

View on SEC.gov Company Profile

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 9:45 PM ET

Size

50.8 KB

Accession

0000899243-21-006799

Insider Transaction Report

Form 4

Period: 2021-02-11

loanDepot, Inc.LDI

Ament David J.

10% Owner

Transactions

Other
Class D Common Stock, par value $0.001 per share
2021-02-16−1,929→ 137,853 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+1,929→ 1,929 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−989→ 70,676 total(indirect: By PCap Associates)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−989→ 0 total(indirect: By PCap Associates)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+126,633→ 126,633 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class C Common Stock, par value $0.001 per share
2021-02-11+3,442,008→ 3,442,008 total(indirect: By PCP Managers, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−23,187→ 0 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+989→ 989 total(indirect: By PCap Associates)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+1,521,662→ 1,521,662 total(indirect: By Parthenon Investors III, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−23,187→ 1,657,560 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+71,665→ 71,665 total(indirect: By PCap Associates)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−126,633→ 0 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−1,929→ 0 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−1,521,662→ 108,775,749 total(indirect: By Parthenon Investors III, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−1,521,662→ 0 total(indirect: By Parthenon Investors III, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+23,187→ 23,187 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−126,633→ 9,052,363 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+110,297,411→ 110,297,411 total(indirect: By Parthenon Investors III, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+1,680,747→ 1,680,747 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+9,178,996→ 9,178,996 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+139,782→ 139,782 total(indirect: By Parthenon Capital Partners Fund II, L.P.)

PCP MANAGERS GP, LLC

Director10% Owner

Transactions

Other
Class D Common Stock, par value $0.001 per share
2021-02-16−1,521,662→ 108,775,749 total(indirect: By Parthenon Investors III, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−989→ 0 total(indirect: By PCap Associates)
Other
Class C Common Stock, par value $0.001 per share
2021-02-11+3,442,008→ 3,442,008 total(indirect: By PCP Managers, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+110,297,411→ 110,297,411 total(indirect: By Parthenon Investors III, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+1,521,662→ 1,521,662 total(indirect: By Parthenon Investors III, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+1,680,747→ 1,680,747 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+9,178,996→ 9,178,996 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+71,665→ 71,665 total(indirect: By PCap Associates)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−126,633→ 9,052,363 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−126,633→ 0 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+139,782→ 139,782 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−1,929→ 137,853 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−1,929→ 0 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−989→ 70,676 total(indirect: By PCap Associates)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+126,633→ 126,633 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−1,521,662→ 0 total(indirect: By Parthenon Investors III, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−23,187→ 1,657,560 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+23,187→ 23,187 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−23,187→ 0 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+989→ 989 total(indirect: By PCap Associates)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+1,929→ 1,929 total(indirect: By Parthenon Capital Partners Fund II, L.P.)

Golson Brian P.

Director

Transactions

Other
Class D Common Stock, par value $0.001 per share
2021-02-16−23,187→ 1,657,560 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+23,187→ 23,187 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+71,665→ 71,665 total(indirect: By PCap Associates)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−989→ 0 total(indirect: By PCap Associates)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−126,633→ 9,052,363 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−1,929→ 137,853 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+110,297,411→ 110,297,411 total(indirect: By Parthenon Investors III, L.P.)
Other
Class C Common Stock, par value $0.001 per share
2021-02-11+3,442,008→ 3,442,008 total(indirect: By PCP Managers, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−1,521,662→ 108,775,749 total(indirect: By Parthenon Investors III, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−1,521,662→ 0 total(indirect: By Parthenon Investors III, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−23,187→ 0 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+989→ 989 total(indirect: By PCap Associates)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+126,633→ 126,633 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−1,929→ 0 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+1,521,662→ 1,521,662 total(indirect: By Parthenon Investors III, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+1,680,747→ 1,680,747 total(indirect: By Parthenon Capital Partners Fund, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-16−989→ 70,676 total(indirect: By PCap Associates)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+9,178,996→ 9,178,996 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16−126,633→ 0 total(indirect: By Parthenon Investors IV, L.P.)
Other
Class D Common Stock, par value $0.001 per share
2021-02-11+139,782→ 139,782 total(indirect: By Parthenon Capital Partners Fund II, L.P.)
Other
Class A Common Stock, par value $0.001 per share
2021-02-16+1,929→ 1,929 total(indirect: By Parthenon Capital Partners Fund II, L.P.)

Footnotes (6)

[F1]PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC),
[F2](Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC).
[F3]In the reorganization transactions in connection with the initial public offering of the Issuer (the "Reorganization Transactions") and pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, PCP Managers, L.P. was issued a number of shares of Class C Common Stock of the Issuer equal to its equity interests in LD Holdings Group LLC.
[F4]In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer.
[F5]Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts.
[F6]Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

Documents

2 files

Issuer

loanDepot, Inc.

CIK 0001831631

→

Entity typeother

Related Parties

filerCIK 0001477996

Filing Metadata

Form type: 4
Filed: Feb 15, 7:00 PM ET
Accepted: Feb 16, 9:45 PM ET
Size: 50.8 KB

View on SEC.gov