loanDepot, Inc.·4

Feb 16, 9:48 PM ET

Trilogy Management Investors Eight, LLC 4

4 · loanDepot, Inc. · Filed Feb 16, 2021

Insider Transaction Report

Form 4
Period: 2021-02-11
Hsieh Anthony Li
DirectorExecutive Chair, CEO & Pres.10% Owner
Transactions
  • Other

    Class C Common Stock, par value $0.001 per share

    2021-02-11+49,712,85049,712,850 total(indirect: By Trilogy Mortgage Holdings, Inc.)
  • Other

    Class C Common Stock, par value $0.001 per share

    2021-02-11+8,241,7158,241,715 total(indirect: By Trust)
  • Other

    Class C Common Stock, par value $0.001 per share

    2021-02-11+18,924,66618,924,666 total(indirect: By LLC)
  • Other

    Class C Common Stock, par value $0.001 per share

    2021-02-11+4,378,0644,378,064 total(indirect: By LLC)
  • Other

    Class C Common Stock, par value $0.001 per share

    2021-02-11+114,218,620114,218,620 total(indirect: By LLC)
  • Other

    Class C Common Stock, par value $0.001 per share

    2021-02-11+2,504,2892,504,289 total(indirect: By LLC)
Footnotes (2)
  • [F1]Anthony Hsieh has voting and investment power over the shares of Class C Common Stock of loanDepot, Inc. (the "Issuer") owned by each of JLSA, LLC, The JLSSAA Family Trust, Trilogy Mortgage Holdings, Inc., Trilogy Mortgage Investors Six, LLC, Trilogy Management Investors Seven, LLC and Trilogy Management Investors Eight, LLC (collectively, the "Other Reporting Persons").
  • [F2]In the reorganization transactions in connection with the initial public offering of the Issuer and pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, the Other Reporting Persons were issued a number of shares of Class C Common Stock of the Issuer equal to their equity interests in LD Holdings Group LLC.

Documents

2 files