Kelliher Patrick E 4
4 · Vivint Smart Home, Inc. · Filed Mar 1, 2021
Insider Transaction Report
Form 4
Kelliher Patrick E
Chief Accounting Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-02-25+28,537→ 128,606 total - Exercise/Conversion
Restricted Stock Units
2021-02-25−28,537→ 85,609 total→ Class A Common Stock (28,537 underlying) - Tax Payment
Class A Common Stock
2021-02-25$17.37/sh−9,288$161,333→ 119,318 total
Holdings
- 17,831(indirect: See Footnote)
Class A Common Stock
Footnotes (5)
- [F1]Reflects restricted stock units that upon the vesting and then settlement converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.
- [F2]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of awards previously granted, including the restricted stock units described herein.
- [F3]Reflects securities held by a trust for the benefit of the Reporting Person's family.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.
- [F5]Reflects an initial grant of 114,146 restricted stock units that vest in four equal annual installments beginning on January 17, 2021.