4//SEC Filing
Kelliher Patrick E 4
Accession 0000899243-21-008764
CIK 0001713952other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 9:30 PM ET
Size
10.4 KB
Accession
0000899243-21-008764
Insider Transaction Report
Form 4
Kelliher Patrick E
Chief Accounting Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2021-02-25+28,537→ 128,606 total - Exercise/Conversion
Restricted Stock Units
2021-02-25−28,537→ 85,609 total→ Class A Common Stock (28,537 underlying) - Tax Payment
Class A Common Stock
2021-02-25$17.37/sh−9,288$161,333→ 119,318 total
Holdings
- 17,831(indirect: See Footnote)
Class A Common Stock
Footnotes (5)
- [F1]Reflects restricted stock units that upon the vesting and then settlement converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.
- [F2]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of awards previously granted, including the restricted stock units described herein.
- [F3]Reflects securities held by a trust for the benefit of the Reporting Person's family.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.
- [F5]Reflects an initial grant of 114,146 restricted stock units that vest in four equal annual installments beginning on January 17, 2021.
Documents
Issuer
Vivint Smart Home, Inc.
CIK 0001713952
Entity typeother
Related Parties
1- filerCIK 0001798301
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 9:30 PM ET
- Size
- 10.4 KB