4//SEC Filing
GGC Opportunity Fund Management GP, Ltd. 4
Accession 0000899243-21-009132
CIK 0000883902other
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 7:46 PM ET
Size
26.1 KB
Accession
0000899243-21-009132
Insider Transaction Report
Form 4
GGCOF EXECUTIVE CO-INVEST, L.P.
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value
2021-02-23$11.54/sh−38,000$438,520→ 2,091,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-24$11.87/sh−250,000$2,967,500→ 1,841,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-26$11.52/sh−24,600$283,392→ 1,791,186 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-19$11.58/sh−52,000$602,160→ 2,189,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-22$11.64/sh−60,000$698,400→ 2,129,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-25$11.60/sh−26,000$301,600→ 1,815,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-03-02$11.53/sh−62,200$717,166→ 1,554,586 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-03-01$11.78/sh−174,400$2,054,432→ 1,616,786 total(indirect: See note)
Holdings
- 12,441,252.41(indirect: See note)
Common Stock, $0.01 par value
- 48,150.31(indirect: See note)
Common Stock, $0.01 par value
Transactions
- Sale
Common Stock, $0.01 par value
2021-02-19$11.58/sh−52,000$602,160→ 2,189,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-26$11.52/sh−24,600$283,392→ 1,791,186 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-23$11.54/sh−38,000$438,520→ 2,091,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-25$11.60/sh−26,000$301,600→ 1,815,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-03-01$11.78/sh−174,400$2,054,432→ 1,616,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-22$11.64/sh−60,000$698,400→ 2,129,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-24$11.87/sh−250,000$2,967,500→ 1,841,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-03-02$11.53/sh−62,200$717,166→ 1,554,586 total(indirect: See note)
Holdings
- 48,150.31(indirect: See note)
Common Stock, $0.01 par value
- 12,441,252.41(indirect: See note)
Common Stock, $0.01 par value
GGCOF IRA CO-INVEST, L.P.
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value
2021-02-19$11.58/sh−52,000$602,160→ 2,189,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-22$11.64/sh−60,000$698,400→ 2,129,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-23$11.54/sh−38,000$438,520→ 2,091,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-25$11.60/sh−26,000$301,600→ 1,815,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-24$11.87/sh−250,000$2,967,500→ 1,841,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-02-26$11.52/sh−24,600$283,392→ 1,791,186 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-03-01$11.78/sh−174,400$2,054,432→ 1,616,786 total(indirect: See note) - Sale
Common Stock, $0.01 par value
2021-03-02$11.53/sh−62,200$717,166→ 1,554,586 total(indirect: See note)
Holdings
- 12,441,252.41(indirect: See note)
Common Stock, $0.01 par value
- 48,150.31(indirect: See note)
Common Stock, $0.01 par value
Footnotes (12)
- [F1]Weighted average price representing high of $11.68 and low of $11.45.
- [F10]Weighted average price representing high of $11.81 and low of $11.50.
- [F11]Shares are directly held by Atrium Intermediate Holdings, LLC ("Atrium Intermediate"). Atrium Window Holdings, LLC ("Atrium Holdings") and Atrium Window Parent, LLC ("Atrium Parent") are the members of Atrium Intermediate. Atrium Parent is the controlling unitholder of Atrium Holdings. GGC Atrium Window Holdings, LLC ("GGC Atrium') is the controlling unitholder of Atrium Parent. GGC BP Holdings, LLC ("GGC BP") is the controlling unitholder of GGC Atrium. The Funds collectively hold all of the equity interests of GGC BP. Each of Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
- [F12]Shares are directly held by GGC BP. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
- [F2]Shares are directly held by AIC Finance Partnership, L.P. ("AIC"). Each of Golden Gate Capital Opportunity Fund, L.P. ("GGCOF"), Golden Gate Capital Opportunity Fund-A, L.P. ("GGCOF-A"), GGCOF Co-Invest, L.P. ("GGCOF Co-Invest"), GGCOF Co-Invest IRA, L.P. ("IRA Co-Invest") and GGCOF Executive Co-Invest, L.P. ("Executive Co-Invest" and, together with GGCOF, GGCOF-A, GGCOF Co-Invest and IRA Co-Invest, the "Funds") have an indirect pecuniary interest in AIC. GGCOF Co-Invest Management, L.P. ("GGCOF Third Party Co-Invest") is the general partner of each of GGCOF Co-Invest, IRA Co-Invest and Executive Co-Invest. GGC Opportunity Fund Management, L.P. ("Management GP") is the general partner of each of GGCOF, GGCOF-A and GGCOF Third Party Co-Invest, and GGC Opportunity Fund Management GP, Ltd.
- [F3](Continued from Footnote 3) ("Ultimate GP") is the general partner of Management GP. Ultimate GP is governed by its board of directors. Each of the Funds, GGCOF Third Party Co-Invest, Management GP and Ultimate GP disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein.
- [F4]Weighted average price representing high of $11.83 and low of $11.50.
- [F5]Weighted average price representing high of $11.60 and low of $11.50.
- [F6]Weighted average price representing high of $12.10 and low of $11.57.
- [F7]Weighted average price representing high of $12.01 and low of $11.50.
- [F8]Weighted average price representing high of $11.69 and low of $11.50.
- [F9]Weighted average price representing high of $12.01 and low of $11.67.
Documents
Issuer
Cornerstone Building Brands, Inc.
CIK 0000883902
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001492387
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 7:46 PM ET
- Size
- 26.1 KB