Home/Filings/4/0000899243-21-009569
4//SEC Filing

Kelliher Patrick E 4

Accession 0000899243-21-009569

CIK 0001713952other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 8:03 PM ET

Size

10.6 KB

Accession

0000899243-21-009569

Insider Transaction Report

Form 4
Period: 2021-03-01
Kelliher Patrick E
Chief Accounting Officer
Transactions
  • Award

    Class A Common Stock

    2021-03-01+30,731150,049 total
  • Tax Payment

    Class A Common Stock

    2021-03-01$16.95/sh12,389$209,994137,660 total
  • Award

    Restricted Stock Units

    2021-03-01+30,73230,732 total
    Class A Common Stock (30,732 underlying)
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    17,831
Footnotes (4)
  • [F1]Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2021. Of the performance-based restricted stock units deemed acquired on March 1, 2021, 50% vested immediately and the remaining 50% vest on March 1, 2022. Therefore, upon certification of the award, the Reporting Person received 30,731 shares of Class A common stock of the Issuer ("Class A Common Stock") and 30,732 restricted stock units that vest on March 1, 2022.
  • [F2]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of certain performance-based restricted stock units described herein.
  • [F3]Reflects securities held by a trust for the benefit of the Reporting Person's family.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.

Issuer

Vivint Smart Home, Inc.

CIK 0001713952

Entity typeother

Related Parties

1
  • filerCIK 0001798301

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 8:03 PM ET
Size
10.6 KB