Kelliher Patrick E 4
4 · Vivint Smart Home, Inc. · Filed Mar 3, 2021
Insider Transaction Report
Form 4
Kelliher Patrick E
Chief Accounting Officer
Transactions
- Award
Class A Common Stock
2021-03-01+30,731→ 150,049 total - Tax Payment
Class A Common Stock
2021-03-01$16.95/sh−12,389$209,994→ 137,660 total - Award
Restricted Stock Units
2021-03-01+30,732→ 30,732 total→ Class A Common Stock (30,732 underlying)
Holdings
- 17,831(indirect: See Footnote)
Class A Common Stock
Footnotes (4)
- [F1]Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2021. Of the performance-based restricted stock units deemed acquired on March 1, 2021, 50% vested immediately and the remaining 50% vest on March 1, 2022. Therefore, upon certification of the award, the Reporting Person received 30,731 shares of Class A common stock of the Issuer ("Class A Common Stock") and 30,732 restricted stock units that vest on March 1, 2022.
- [F2]Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting of certain performance-based restricted stock units described herein.
- [F3]Reflects securities held by a trust for the benefit of the Reporting Person's family.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash.