Octopus Titan VCT Plc 3
3 · SmartKem, Inc. · Filed Mar 5, 2021
Insider Transaction Report
Form 3
SmartKem, Inc.NONE
Octopus Investments Ltd.
10% Owner
Holdings
- 6,429,932(indirect: See footnotes)
Common Stock, $0.0001 par value per share
- 46,096(indirect: See footnotes)
Common Stock, $0.0001 par value per share
Footnotes (2)
- [F1]These securities are directly owned by Octopus Titan VCT Plc ("Octopus Titan") managed by Octopus Investments Limited ("Octopus") and may be deemed beneficially owned by Octopus as the sole manager of Octopus Titan. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]These securities are directly owned by Octopus Investments Nominees Limited ("Octopus Nominees") managed by Octopus and may be deemed beneficially owned by Octopus as the sole manager of Octopus Nominees. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.