CROWN JAMES S 4
4 · GENERAL DYNAMICS CORP · Filed Mar 5, 2021
Insider Transaction Report
Form 4
CROWN JAMES S
Director
Transactions
- Award
Common Stock
2021-03-03+475→ 18,835 total - Award
Stock Options
2021-03-03+2,770→ 2,770 totalExercise: $168.58Exp: 2031-03-02→ Common Stock (2,770 underlying)
Holdings
- 5,424,092(indirect: See ftn.)
Common Stock
- 2,511,144(indirect: See ftn.)
Common Stock
- 7,291,752(indirect: See ftn.)
Common Stock
- 301,892(indirect: See ftn.)
Common Stock
Footnotes (7)
- [F1]Reflects shares of restricted stock that vest three years after the grant date, subject to continued service conditions.
- [F2]Includes 1,740 shares of restricted stock.
- [F3]Owned by HCNI II LLC. The reporting person is a member of HCNI II LLC and is a manager of its Manager, HCC Manager LLC. The reporting person disclaims beneficial ownership of the shares of Common Stock held by HCNI II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- [F4]Owned by Areljay II LLC. The reporting person is a beneficiary of a trust that is a member of Areljay II LLC, and is a manager of its Manager, HCC Manager LLC. The reporting person disclaims beneficial ownership of the shares of Common Stock held by Areljay II LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- [F5]Owned by a partnership, The Crown Fund, of which the reporting person is a partner. The reporting person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- [F6]Owned by a partnership, Crown Fund II, of which the reporting person is a partner. The reporting person disclaims beneficial ownership of the shares of Common Stock held by this entity except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
- [F7]One half of the options becomes exercisable on March 3, 2023 and the remaining half becomes exercisable on March 3, 2024.