CECO ENVIRONMENTAL CORP·4

Mar 5, 5:10 PM ET

Pollack Jonathan 4

4 · CECO ENVIRONMENTAL CORP · Filed Mar 5, 2021

Insider Transaction Report

Form 4
Period: 2021-03-04
Transactions
  • Exercise/Conversion

    Common Stock

    2021-03-04$6.66/sh+2,000$13,32089,746 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-03-042,0000 total
    Exercise: $6.66From: 2012-05-17Exp: 2021-05-17Common Stock (2,000 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    88,200
  • Common Stock

    (indirect: By Spouse)
    2,300
Footnotes (1)
  • [F1]These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION