MURSTEIN ALVIN 4
4 · MEDALLION FINANCIAL CORP · Filed Mar 8, 2021
Insider Transaction Report
Form 4
MURSTEIN ALVIN
DirectorSee Remarks
Transactions
- Award
Common Stock
2021-03-04+16,235→ 200,999 total - Award
Common Stock (right to buy)
2021-03-04+31,505→ 103,565 totalExercise: $6.79Exp: 2031-03-04→ Common Stock (31,505 underlying)
Holdings
- 1,268,182(indirect: See Footnote)
Common Stock
- 117,660(indirect: See Footnote)
Common Stock
- 5,000(indirect: See Footnote)
Common Stock
- 80,118(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.
- [F2]Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary.
- [F3]Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
- [F4]Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
- [F5]Represents shares owned by Mr. Murstein's spouse.
- [F6]One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.