4//SEC Filing
Pandey Dheeraj 4
Accession 0000899243-21-011251
CIK 0001618732other
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 9:54 PM ET
Size
34.6 KB
Accession
0000899243-21-011251
Insider Transaction Report
Form 4
Nutanix, Inc.NTNX
Pandey Dheeraj
DirectorCEO and Chairman
Transactions
- Exercise/Conversion
Class A Common Stock
2021-03-09$0.49/sh+886,000$434,140→ 886,000 total - Sale
Class A Common Stock
2021-03-09$26.31/sh−38,348$1,008,936→ 0 total - Sale
Class A Common Stock
2021-03-09$26.31/sh−886,000$23,310,660→ 0 total - Exercise/Conversion
Class A Common Stock
2021-03-09$0.49/sh+38,348$18,791→ 38,348 total - Exercise/Conversion
Class A Common Stock
2021-03-09$12.00/sh+285,652$3,427,824→ 285,652 total - Exercise/Conversion
Employee Stock Options (right to buy)
2021-03-09−705,000→ 500,000 totalExercise: $0.05→ Class B Common Stock (705,000 underlying) - Exercise/Conversion
Employee Stock Options (right to buy)
2021-03-09−500,000→ 0 totalExercise: $12.00→ Class B Common Stock (500,000 underlying) - Sale
Class A Common Stock
2021-03-09$27.13/sh−285,652$7,750,196→ 0 total - Exercise/Conversion
Employee Stock Options (right to buy)
2021-03-09−886,000→ 1,205,000 totalExercise: $0.05→ Class B Common Stock (886,000 underlying) - Exercise/Conversion
Class B Common Stock
2021-03-09+666,652→ 666,652 totalExercise: $0.00→ Class A Common Stock (666,652 underlying) - Exercise/Conversion
Class B Common Stock
2021-03-09+214,348→ 881,000 totalExercise: $0.00→ Class B Common Stock (214,348 underlying)
Holdings
- 2,467,385(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (2,467,385 underlying) - 532,615(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (532,615 underlying) - 381,218(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (381,218 underlying) - 381,218(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (381,218 underlying) - 4,579,818(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (4,579,818 underlying) - 381,218(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (381,218 underlying)
Footnotes (11)
- [F1]Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.
- [F10]The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
- [F11]The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
- [F2]The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021.
- [F4]Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.
- [F5]Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
- [F6]The shares are held of record by The Pandey Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
- [F7]The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee
- [F8]The Pandey 2017 Irrevocable Descendant's Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
- [F9]The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
Documents
Issuer
Nutanix, Inc.
CIK 0001618732
Entity typeother
Related Parties
1- filerCIK 0001685495
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 7:00 PM ET
- Accepted
- Mar 11, 9:54 PM ET
- Size
- 34.6 KB