4//SEC Filing
Peregrine Holdings LLC 4
Accession 0000899243-21-013300
CIK 0000814676other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 5:16 PM ET
Size
15.7 KB
Accession
0000899243-21-013300
Insider Transaction Report
Form 4
Peregrine Financial Corp
10% Owner
Transactions
- Sale
Common Stock
2021-03-23$14.42/sh−1,259$18,160→ 805,776 total(indirect: See Footnote) - Sale
Common Stock
2021-03-22$15.32/sh−6,798$104,155→ 807,035 total(indirect: See Footnote) - Sale
Common Stock
2021-03-23$14.42/sh−1,259$18,160→ 807,837 total(indirect: See Footnote) - Sale
Common Stock
2021-03-22$15.32/sh−6,798$104,155→ 809,096 total(indirect: See Footnote)
Peregrine Holdings LLC
10% Owner
Transactions
- Sale
Common Stock
2021-03-22$15.32/sh−6,798$104,155→ 809,096 total(indirect: See Footnote) - Sale
Common Stock
2021-03-22$15.32/sh−6,798$104,155→ 807,035 total(indirect: See Footnote) - Sale
Common Stock
2021-03-23$14.42/sh−1,259$18,160→ 805,776 total(indirect: See Footnote) - Sale
Common Stock
2021-03-23$14.42/sh−1,259$18,160→ 807,837 total(indirect: See Footnote)
Peregrine Trust Company, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-03-22$15.32/sh−6,798$104,155→ 807,035 total(indirect: See Footnote) - Sale
Common Stock
2021-03-23$14.42/sh−1,259$18,160→ 807,837 total(indirect: See Footnote) - Sale
Common Stock
2021-03-22$15.32/sh−6,798$104,155→ 809,096 total(indirect: See Footnote) - Sale
Common Stock
2021-03-23$14.42/sh−1,259$18,160→ 805,776 total(indirect: See Footnote)
Footnotes (9)
- [F1]On March 22, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 6,798 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares.
- [F2]Represents 807,036 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
- [F3]On March 22, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 6,798 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares.
- [F4]Represents 807,035 shares held directly by Peregrine Holdings.
- [F5]On March 23, 2021, CMS Holdings sold 1,259 shares.
- [F6]Represents 805,777 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
- [F7]On March 23, 2021, Peregrine Holdings sold 1,259 shares.
- [F8]Represents 805,776 shares held directly by Peregrine Holdings.
- [F9]The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act.
Documents
Issuer
CPS TECHNOLOGIES CORP/DE/
CIK 0000814676
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001853281
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 5:16 PM ET
- Size
- 15.7 KB